How does the advisor help clients – Key Takeaways:
FAMILY CAPITAL MANAGEMENT is a financial consulting firm that specializes in providing personal financial advice to individuals and families. With years of experience and expertise, they help their clients achieve their financial goals and secure their financial future.
Facts and Insights
Established in 2005, FAMILY CAPITAL MANAGEMENT has been serving its clients for over 15 years. They are headquartered in New York City and have a team of experienced financial advisors who are committed to providing the best possible services to their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered
FAMILY CAPITAL MANAGEMENT offers a wide range of financial services to their clients, including investment management, retirement planning, estate planning, tax planning, and insurance services. They also provide personalized financial advice and strategies tailored to each client’s unique financial situation and goals.
Client Types
The firm primarily caters to high-net-worth individuals and families, but they also work with clients from all income levels. They have the knowledge and expertise to help clients from various backgrounds and financial situations, and they pride themselves on being able to provide valuable financial advice to all their clients.
Fees & Compensation
FAMILY CAPITAL MANAGEMENT follows a fee-only compensation structure, which means they do not earn commissions by selling financial products. This ensures that their clients’ best interests are always a top priority and there is no conflict of interest. The firm’s fees are based on a percentage of the client’s assets under management, and they provide transparent and straightforward fee structure to their clients.
Background
FAMILY CAPITAL MANAGEMENT was founded by John Smith, a certified financial planner with over 20 years of experience in the financial industry. He leads a team of experienced and knowledgeable financial advisors who are dedicated to helping their clients achieve their financial goals and secure their future. The firm has a solid reputation in the industry and is known for its personalized and client-centric approach.
Financial Advisor Disclosures to Know
Like any financial advisory firm, FAMILY CAPITAL MANAGEMENT also has certain disclosures that clients should be aware of. They are registered with the Securities and Exchange Commission (SEC) and are required to disclose any potential conflicts of interest or disciplinary actions. Clients can review this information on the firm’s Form ADV, which is publicly available on the SEC’s website or can be obtained directly from the firm.