About FAUBION WEALTH MANAGEMENT LLC
FAUBION WEALTH MANAGEMENT LLC is a financial advisory firm that specializes in designing personalized financial plans for individuals and families. With over 15 years of experience in the industry, the advisors at FAUBION WEALTH MANAGEMENT LLC have a deep understanding of the complex financial landscape and are equipped to guide clients towards their financial goals.
How does the advisor help clients – Key Takeaways:
- Provides personalized financial planning services
- Uses a holistic approach to financial management
- Offers a wide range of financial services
- Works with a diverse clientele
- Transparent and upfront about fees and compensation
Facts and Insights
FAUBION WEALTH MANAGEMENT LLC is a registered investment advisor based in Houston, Texas. According to their most recent Form ADV, filed with the Securities and Exchange Commission (SEC), they have $200 million in assets under management (AUM). They currently have 2 advisors on staff, providing personalized financial planning services to their clients. The firm has been in business for 15 years, making it a well-established and experienced financial firm.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 2016 | $180 million | 2 |
| 2017 | $190 million | 3 |
| 2018 | $200 million | 3 |
These numbers reflect a consistent growth in AUM and the addition of another advisor in 2017.
Financial Services Offered
FAUBION WEALTH MANAGEMENT LLC offers a wide range of financial services to meet the diverse needs of their clients. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
The advisors work closely with clients to create a comprehensive financial plan that takes into account their unique goals, risk tolerance, and time horizon.
Client Types
The team at FAUBION WEALTH MANAGEMENT LLC works with a diverse group of clients, including:
- Individuals and families
- High net worth individuals
- Business owners
- Retirees
- Corporate executives
They also have experience working with clients from a variety of industries and backgrounds.
Fees & Compensation
FAUBION WEALTH MANAGEMENT LLC believes in being transparent and upfront about their fees and compensation structure. The firm charges a percentage of AUM for their investment management services, with rates starting at 1%. For financial planning services, they may charge an hourly or flat fee, based on the complexity of the client’s needs. Clients can also choose to receive a financial plan for a one-time fee.
As a fee-only firm, FAUBION WEALTH MANAGEMENT LLC does not earn any commissions or incentive-based compensation. This ensures that their recommendations are always in the best interest of the client.
Background
FAUBION WEALTH MANAGEMENT LLC was founded in 2005 by John Faubion, CFP®. With over 20 years of experience in the financial industry, John leads a team of experienced and knowledgeable advisors who are dedicated to providing exceptional service and guidance to their clients. The firm has earned several accolades, including being named a top financial advisor by Houston Business Journal and a five-star wealth manager by Texas Monthly magazine