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How does the advisor help clients – Key Takeaways:
FBA Wealth Management, LLC is committed to helping clients achieve their financial goals through personalized and comprehensive financial planning and investment management services. The firm has a team of experienced advisors who specialize in providing clients with tailored solutions to their unique financial needs.
- Personalized and comprehensive financial planning services
- Investment management services
- Experienced team of advisors
- Tailored solutions for each client
Facts and Insights
FBA Wealth Management, LLC was founded in 2005 and is headquartered in New York City. The firm is registered with the Securities and Exchange Commission (SEC) as a Registered Investment Advisor and has a current filing status as of March 2019. As of December 31, 2018, the firm manages approximately $2 billion in assets for its clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Years in Business |
|---|---|---|
| $2 billion | 12 | 14 |
Financial Services Offered
FBA Wealth Management, LLC offers a wide range of financial services to its clients, including:
- Financial planning
- Retirement planning
- Estate planning
- Investment management
- Educational planning
- Tax planning
- Insurance planning
- Corporate retirement plans
- Charitable giving
Client Types
FBA Wealth Management, LLC provides services to a diverse group of clientele, including high net worth individuals, families, foundations, and corporations. The firm specializes in working with individuals and families who have complex financial needs and seek personalized solutions to their unique situations.
Fees & Compensation
As a fee-only firm, FBA Wealth Management, LLC charges its clients a percentage of their assets under management as their compensation. This ensures that the firm’s interests are aligned with its clients’ and eliminates any potential conflicts of interest. The firm also states that it does not receive any commissions or compensation from third parties for recommending or selling specific products.
Background
The founders of FBA Wealth Management, LLC have over 30 years of combined experience in the financial industry. The firm’s team of advisors also has extensive experience and expertise in various areas of financial planning and investment management. The firm prides itself on its commitment to providing transparent and unbiased advice to its clients.
Financial Advisor Disclosures to Know
As per its Form ADV on file with the SEC, FBA Wealth Management, LLC has no disciplinary actions or regulatory events to disclose. The firm has a clean record and has not faced any legal or disciplinary issues.