How does the advisor help clients – Key Takeaways:
Ferguson Wellman Capital Management, Inc. (Ferguson Wellman) is a leading financial advisory firm that provides customized solutions to high net worth individuals, families, and organizations. They believe in a comprehensive approach to financial management, offering a wide range of services to help clients achieve their financial goals.
- Provides customized investment strategies tailored to individual client needs.
- Offers financial planning and wealth management services.
- Utilizes a team-based approach to ensure clients receive the best expertise and service.
Facts and Insights
Ferguson Wellman was founded in 1975 and has since grown to become one of the largest independent advisory firms in the Pacific Northwest. They currently manage over $5 billion in assets for their clients and have a team of over 50 advisors and professionals.
The firm prides itself on its strong research capabilities and investment expertise, allowing them to provide clients with innovative and effective solutions for their financial needs.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $5 billion | Over 50 | Founded in 1975 |
Financial Services Offered
Ferguson Wellman offers a comprehensive range of financial services to meet the unique needs of their clients. These services include:
- Investment management
- Financial planning
- Estate planning
- Tax planning
- Retirement planning
- Insurance planning
The firm focuses on a long-term, diversified, and disciplined investment approach to help clients achieve their financial goals.
Client Types
Ferguson Wellman primarily serves high net worth individuals, families, and organizations. Their clients include entrepreneurs, business owners, executives, and non-profits. The firm takes a personalized approach to each client, understanding their unique needs and goals to develop a customized financial plan.
Fees & Compensation
Ferguson Wellman operates on a fee-only basis, meaning they do not receive any commissions on products or services offered to their clients. Their fees are based on a percentage of assets under management, ensuring their interests are aligned with their clients’ success.
Background
The founding partners of Ferguson Wellman, Jim Ferguson and Bob Wellman, had a vision to offer independent and objective investment advice to their clients. Today, the firm continues to operate under this same principle, providing unbiased financial solutions to their clients.
Ferguson Wellman is a registered investment advisor with the Securities and Exchange Commission (SEC) and is also a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Financial Advisor Disclosures to Know
Ferguson Wellman has a clean disciplinary record with no disciplinary actions or regulatory events reported in the last 10 years as disclosed on their Form ADV filed with the SEC. This reinforces their commitment to ethical and transparent business practices.