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How does the advisor help clients – Key Takeaways:
Financial Compass Corporation is a leading financial planning and wealth management firm that provides expert guidance and advice to individuals and business clients. With a team of highly qualified and experienced financial advisors, the company helps clients navigate the complex world of finance and achieve their financial goals.
Facts and Insights
Founded in 2002, Financial Compass Corporation has over 18 years of experience in the financial services industry. The company is registered with the Securities and Exchange Commission (SEC) and operates as a Registered Investment Advisor (RIA). The firm is headquartered in New York City and has offices in various locations across the United States.
Financial Compass Corporation has a strong track record of success and has managed over $1 billion in assets under management (AUM) for its clients. The firm takes a holistic approach to financial planning and provides a wide range of services to meet the diverse needs of its clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business | |
|---|---|---|---|
| As of 2020 | $1 billion | 25+ | 18 years |
Financial Services Offered
Financial Compass Corporation offers a wide range of financial services to its clients, including:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Education planning
Client Types
Financial Compass Corporation caters to a diverse clientele, including individuals, high net worth individuals, families, and business owners. The firm also serves corporate clients and offers retirement plans and other employee benefit programs to businesses.
Fees & Compensation
Financial Compass Corporation operates on a fee-only model, which means the firm does not earn commissions for selling financial products. This ensures that the advisors act in the best interest of their clients and provide unbiased advice. The fees charged by the firm are based on a percentage of the client’s AUM, which incentivizes the advisors to grow the client’s portfolio.
Background
The team at Financial Compass Corporation is comprised of highly qualified and experienced professionals with backgrounds in finance, accounting, and law. The advisors hold various certifications and advanced degrees, such as Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), and Juris Doctor (JD).
Financial Advisor Disclosures to Know
Financial Compass Corporation believes in transparency and provides all necessary information to clients to help them make informed decisions. The firm has a strict code of ethics and requires its advisors to disclose any potential conflicts of interest to its clients.
In summary, Financial Compass Corporation is a reputable financial planning and wealth management firm that offers a comprehensive range of services to help clients achieve their financial goals. With its team of highly qualified advisors, strong track record of success, and commitment to transparency, the company is a trusted partner for individuals and businesses seeking expert financial guidance.