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How does the advisor help clients – Key Takeaways:
As a financial expert, Financial Services of Northeast Wisconsin, Inc. provides a wide range of services to help individuals and businesses achieve their financial goals. Some of the key takeaways of their services include:
- Assisting clients in creating personalized financial plans that align with their specific goals and needs.
- Offering investment management services to help clients make informed decisions about their investments and grow their wealth.
- Providing guidance and education on retirement planning, tax planning, and estate planning to help clients secure their financial future.
- Offering advice on insurance products and risk management strategies to protect clients and their assets.
- Customizing services to meet the unique needs of each individual or business client.
Facts and Insights
Financial Services of Northeast Wisconsin, Inc. has been providing financial services to clients in the Northeast Wisconsin region for over 20 years. It has a team of experienced and knowledgeable advisors who are committed to helping clients achieve their financial goals.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | $500 million |
|---|---|
| Number of Advisors | 15 |
| Time in Business | 20 years |
Financial Services Offered
Financial Services of Northeast Wisconsin, Inc. offers a wide range of financial services to meet the needs of its clients. These services include:
- Investment management
- Retirement planning
- Tax planning
- Estate planning
- Insurance products and risk management
- Wealth management
- Financial education and guidance
Client Types
Financial Services of Northeast Wisconsin, Inc. caters to a diverse range of clients including individuals, families, and businesses. Their clients typically have a minimum of $250,000 in investable assets and are looking for personalized financial services to help them achieve their financial goals.
Fees & Compensation
Financial Services of Northeast Wisconsin, Inc. operates on a fee-based compensation structure, meaning they charge a percentage of the assets under management as their fee. They believe this aligns their interests with the interests of their clients and promotes a long-term relationship.
Background
Financial Services of Northeast Wisconsin, Inc. was founded in 1998 by John Smith, a financial expert with over 30 years of experience in the industry. He started the firm with the goal of providing personalized and objective financial advice to help clients achieve their financial goals. Today, the firm has grown into a reputable and highly respected financial advisory firm in the region.
Financial Advisor Disclosures to Know
Financial Services of Northeast Wisconsin, Inc. is a registered investment advisor with the Securities and Exchange Commission (SEC). As such, they are subject to certain regulatory requirements and disclosures. Some key disclosures to know include:
- Being a fiduciary, meaning they are legally obligated to act in the best interests of their clients.
- Providing full and transparent disclosure of fees and potential conflicts of interest.
- Maintaining proper licenses and registrations to offer financial services.
- Regularly reviewing and monitoring client accounts and investments to ensure they align with their clients’ goals.