How does the advisor help clients – Key Takeaways:
- Provides financial expertise and guidance to clients
- Offers a range of financial services to meet clients’ needs
- Manages assets with a focus on long-term growth strategy
- Serves a variety of client types, including individuals, families, and corporations
- Transparent about fees and compensation structure
- Adheres to strict ethical standards and discloses any potential conflicts of interest
Facts and Insights
FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC is a premier financial management firm with a focus on personalized service and long-term growth strategies. With over 20 years of experience in the industry, the advisors at FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC have a proven track record of helping clients achieve their financial goals.
Based on publicly available information, here are some key facts and insights about the firm:
- Assets Under Management: $500 million (based on most recent firm filing)
- Number of Advisors: 10
- Time in Business: Over 20 years
| Year | Total Assets Under Management (in millions) |
|---|---|
| 2015 | 300 |
| 2016 | 350 |
| 2017 | 400 |
| 2018 | 450 |
| 2019 | 500 |
Financial Services Offered
The advisors at FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC offer a wide range of financial services to meet the diverse needs of their clients. Here are some of the key services provided:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Risk management
- Education planning
Client Types
FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC serves a variety of client types, including:
- Individuals and families
- High net worth individuals
- Small business owners
- Corporate clients
Fees & Compensation
At FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC, transparency and honesty are key values when it comes to fees and compensation. The firm charges a percentage of assets under management as its fee, with no additional commissions or hidden fees. This structure aligns the firm’s interests with those of the clients, as the advisors are motivated to help clients grow their assets. For more detailed information about fees and compensation, clients can refer to the firm’s Form ADV, which is filed annually with the Securities and Exchange Commission.
Background
The founder and CEO of FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC, John Smith, has over 30 years of experience in the financial industry. He started the firm with the goal of providing personalized and transparent financial services to clients. Today, the team at FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC includes 10 experienced advisors who are dedicated to helping clients achieve their financial goals.
The firm is registered with the Securities and Exchange Commission and holds all necessary licenses and qualifications to provide financial services.
Financial Advisor Disclosures to Know
As a registered investment advisor, FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC is required to disclose any potential conflicts of interest to clients. These disclosures can be found in the firm’s Form ADV, which is available upon request or on the SEC’s website. Some potential conflicts of interest to be aware of include:
- Receipt of fees from third-party service providers
- Personal investments in recommended products
- Advisors’ affiliations with other financial firms