FSC SECURITIES CORPORATION
Established in 1958, FSC Securities Corporation has been a trusted financial services firm for over six decades. With a team of experienced and knowledgeable advisors, the company offers personalized financial solutions to help clients achieve their unique financial goals.
How does the advisor help clients – Key Takeaways:
Through comprehensive financial planning and investment management services, FSC Securities Corporation helps clients make smart financial decisions and manage their assets effectively. The key takeaways of these services are:
- Personalized financial planning to achieve long and short-term goals
- Investment management tailored to individual risk tolerance and objectives
- Regular reviews and adjustments to ensure clients’ portfolios are on track
- Access to a wide range of financial products and services
- Transparent and open communication with clients
Facts and Insights
FSC Securities Corporation is a wholly-owned subsidiary of AIG Advisor Group, a leading independent broker-dealer with a total of more than $165 billion in assets under management. FSC Securities Corporation has a total of 1,784 financial advisors, managing over $30.4 billion in assets for more than 200,000 clients.
Assets Under Management, Number of Advisors and Time in Business:
As of December 2019, FSC Securities Corporation had the following numbers:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $30.4 billion | 1,784 | 61 years |
Financial Services Offered
FSC Securities Corporation offers a wide range of financial services to meet the diverse needs of their clients. These services include:
- Retirement planning
- Estate planning
- Investment management
- Insurance solutions
- Tax planning
- Education funding
Client Types
The company serves individuals, families, and businesses of various sizes and industries. They have a deep understanding of the unique challenges and opportunities faced by different client types and are adept at customizing financial solutions to meet their specific needs.
Fees & Compensation
The fees and compensation at FSC Securities Corporation vary depending on the products and services used by clients. The company offers both commission-based and fee-based services and strives to be transparent about the fees associated with each service. Clients can expect their advisor to fully disclose all fees and compensation structures before engaging in any financial transaction.
Background
FSC Securities Corporation is registered with the Securities and Exchange Commission (SEC) and operates in all 50 states and the District of Columbia. They are also a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), providing clients with added peace of mind and protection.
Financial Advisor Disclosures to Know
As with any financial firm, there are certain disclosures that clients should be aware of when working with FSC Securities Corporation. Some of these include:
- Prior customer complaints
- Regulatory sanctions or fines
- Bankruptcies
- Employment terminations
- Criminal charges or convictions
Clients can access this information on the SEC’s website or through FINRA’s BrokerCheck tool.