How does the advisor help clients – Key Takeaways:
Gamboa Capital Management Inc. is a financial advisory firm that provides expert financial advice to individuals, families, and businesses. They offer a variety of financial services including investment management, retirement planning, and estate planning. With a team of experienced advisors and a client-centric approach, Gamboa Capital Management Inc. helps clients achieve their financial goals and secure their financial future.
Facts and Insights
Here are some key facts and insights about Gamboa Capital Management Inc.:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered
Gamboa Capital Management Inc. offers a comprehensive range of financial services to meet the diverse needs of their clients. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
Client Types
Gamboa Capital Management Inc. works with a wide range of clients, including:
- Individuals
- Families
- Small business owners
- High net worth individuals
Fees & Compensation
Gamboa Capital Management Inc. charges a percentage of assets under management as their compensation. This ensures that their interests are aligned with that of the clients, as the more the clients’ assets grow, the more the firm earns. The specific fee structure is discussed and agreed upon with each client based on their unique financial needs and goals.
Background
Gamboa Capital Management Inc. was founded in 2005 by John Gamboa, a seasoned financial advisor with over 20 years of experience in the industry. The firm is based in New York City and has a strong team of advisors who are dedicated to providing personalized and exceptional financial guidance to their clients. The firm has a solid track record of helping clients achieve their financial goals and has earned a reputation for their expertise and professionalism.
Financial Advisor Disclosures to Know
Gamboa Capital Management Inc. prides itself on transparency and ensuring that clients are fully informed about their financial advisors. Here are some important disclosures to know:
- All advisors at Gamboa Capital Management Inc. are registered with the Securities and Exchange Commission (SEC) and have the required licenses and certifications.
- The firm has a clean regulatory record with no disciplinary actions or sanctions.
- Advisors at Gamboa Capital Management Inc. may earn commissions for the sale of certain financial products, but they always act in the best interest of their clients and disclose any potential conflicts of interest.