How does the advisor help clients – Key Takeaways:
- Provides comprehensive financial planning services.
- Helps clients to set and achieve their financial goals.
- Assists in managing investment portfolios.
- Offers investment advice and recommendations.
Facts and Insights:
Goldstone Financial Group, LLC is a registered investment advisory firm that has been in business for over 30 years. It is headquartered in Oakbrook Terrace, Illinois and currently has 10 advisors on staff. The firm primarily serves high net worth individuals and families, but also works with small businesses and institutions.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (in millions) | Number of Advisors |
|---|---|---|
| 2018 | $500 | 10 |
| 2017 | $400 | 9 |
| 2016 | $350 | 9 |
Financial Services Offered:
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Insurance planning
Client Types:
- High net worth individuals and families
- Small businesses
- Institutions
Fees & Compensation:
Goldstone Financial Group, LLC charges a fee based on a percentage of assets under management. This fee structure aligns the interests of the firm with those of the client, as the firm earns more money as the client’s assets grow. The firm also offers hourly and flat fee arrangements for financial planning services.
Background:
The founder and president of Goldstone Financial Group, LLC, Anthony Pellegrino, has over 30 years of experience in the financial industry. He holds a bachelor’s degree in Finance from the University of Illinois and is a Certified Financial Planner (CFP). The firm also has several other advisors who hold various certifications and licenses, including Chartered Financial Analyst (CFA) and Certified Public Accountant (CPA).
Financial Advisor Disclosures to Know:
Goldstone Financial Group, LLC has a clean record with regulatory authorities and has no disclosures to report. All advisors must adhere to strict ethical standards and must disclose any conflicts of interest to clients.