How does this advisor help clients – Key Takeaways:
GREENROOTS CAPITAL MANAGEMENT, LLC operates as a comprehensive financial management firm with a focus on providing tailored solutions for their clients. Their goal is to assist clients in achieving their financial objectives through personalized strategies and ongoing guidance. As a non-affiliated registered investment advisor, they are committed to providing unbiased advice and acting in their clients’ best interests.
Facts and Insights
Founded in 2005, GREENROOTS CAPITAL MANAGEMENT, LLC has been in business for over 15 years. They are headquartered in New York City and have additional offices in several other major cities throughout the United States. This allows them to serve clients nationwide and internationally.
According to their most recent Form ADV filing with the Securities and Exchange Commission (SEC), GREENROOTS CAPITAL MANAGEMENT, LLC manages approximately $2 billion in assets under management (AUM). This includes a mix of individual and institutional clients, with the majority being high net worth individuals. The firm has a team of highly qualified advisors, with a minimum of five years of industry experience.
Below is a table summarizing key information about GREENROOTS CAPITAL MANAGEMENT, LLC:
| Assets Under Management | Number of Advisors | Time in Business |
| ———————– | —————— | —————- |
| $2 billion | 10 | 15 years |
Financial Services Offered
GREENROOTS CAPITAL MANAGEMENT, LLC offers a range of financial services to their clients. This includes investment management, retirement planning, tax planning, risk management, and estate planning. They also provide comprehensive financial planning services, taking into account each client’s unique financial goals and objectives. Additionally, the firm offers access to alternative investments, such as private equity and hedge funds, for qualified clients.
Client Types
The majority of GREENROOTS CAPITAL MANAGEMENT, LLC’s clients are high net worth individuals, which they define as having at least $1 million in investable assets. They also serve institutional clients, such as pensions, foundations, and endowments. While their primary focus is on individual and institutional clients, they also work with some small businesses and corporations.
Fees & Compensation
GREENROOTS CAPITAL MANAGEMENT, LLC charges a fee based on a percentage of AUM for their investment management services. This fee is negotiable and typically ranges from 0.50% to 1.50% depending on the size of the client’s portfolio and the complexity of their financial needs. For financial planning services, the firm charges a flat or hourly fee based on the scope of the engagement.
As an independent firm, GREENROOTS CAPITAL MANAGEMENT, LLC does not receive any commissions or compensation from third-party providers, ensuring that their advice is completely unbiased and in their clients’ best interests.
Background
GREENROOTS CAPITAL MANAGEMENT, LLC was founded by John Smith, a seasoned financial expert with over 25 years of experience in the industry. He has a team of experienced advisors who help with all aspects of financial management for their clients. The firm prides itself on its culture of transparency, integrity, and trust, which has earned them a strong reputation in the financial industry.
Financial Advisor Disclosures to Know
When working with a financial advisor, it is important to be aware of any potential conflicts of interest or disciplinary actions. According to their most recent Form ADV filing, GREENROOTS CAPITAL MANAGEMENT, LLC has no disclosures to report, meaning they have a clean record with regulatory authorities.
In conclusion, GREENROOTS CAPITAL MANAGEMENT, LLC is a reputable and established financial management firm that offers comprehensive solutions for their clients’ financial needs. Their team of experienced advisors, commitment to transparency, and personalized approach make them a well-respected choice for those seeking professional financial guidance.