How does the advisor help clients – Key Takeaways:
Guardian Rock Wealth Investment Management, Inc. provides comprehensive financial planning and investment management services to help clients achieve their financial goals. Using a personalized approach, they work closely with clients to understand their unique needs and develop a customized strategy that aligns with their goals and risk tolerance. Through ongoing communication and monitoring, they aim to provide clients with peace of mind and help them achieve long-term financial success.
Facts and Insights
Guardian Rock Wealth Investment Management, Inc. was founded in 2005 and is based in New York City. They currently have $500 million in assets under management and employ 10 experienced advisors who have an average of 15 years of industry experience.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 14 years |
Financial Services Offered
Guardian Rock Wealth Investment Management, Inc. offers a wide range of financial services to cater to their clients’ diverse needs. These services include:
- Comprehensive financial planning
- Investment management
- Tax planning and preparation
- Estate planning
- Retirement planning
- Insurance services
- Educational funding planning
Client Types
Guardian Rock Wealth Investment Management, Inc. serves a diverse range of clients, including individuals, families, and small business owners. Their clients are typically high net worth individuals seeking holistic financial planning and investment management services.
Fees & Compensation
Guardian Rock Wealth Investment Management, Inc. charges a percentage of assets under management as their primary fee, with rates varying based on the size and complexity of the portfolio. They also offer hourly or flat-rate consulting fees for specific financial planning services. Additionally, they may receive commissions for selling insurance or investment products, but they always prioritize the best interests of their clients.
Background
The team at Guardian Rock Wealth Investment Management, Inc. collectively has decades of experience in the financial services industry. Their advisors hold various professional designations, such as Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA), demonstrating their commitment to upholding the highest standards of expertise and ethics.
Financial Advisor Disclosures to Know
As a registered investment advisor, Guardian Rock Wealth Investment Management, Inc. is required to disclose any potential conflicts of interest that may arise in their client relationships. They always act in a fiduciary capacity, meaning they are legally obligated to prioritize their clients’ best interests in all recommendations and decisions.