How does the advisor help clients – Key Takeaways:
GWD Capital Management, LLC is a financial services firm that aims to help their clients achieve their financial goals through expert guidance and personalized strategies. With their years of experience and strong expertise in the field of finance, the team at GWD Capital Management, LLC offers a wide range of services to assist their clients in managing their finances effectively.
Facts and Insights
GWD Capital Management, LLC was founded in 2005 and is headquartered in New York City. As of 2021, the firm manages over $1 billion in assets and has a team of 15 advisors dedicated to providing top-notch financial guidance to their clients. The company is registered with the Securities and Exchange Commission (SEC) and operates as a Registered Investment Advisor (RIA).
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion+ | 15 | Founded in 2005 |
Financial Services Offered
GWD Capital Management, LLC offers a wide range of services to their clients, including investment management, financial planning, retirement planning, tax planning, and estate planning. The firm follows a personalized approach to understand each client’s unique financial situation and create customized solutions to help them achieve their specific goals.
Client Types
The firm primarily caters to high-net-worth individuals, families, and institutions. However, GWD Capital Management, LLC also serves individuals and households with investable assets ranging from $500,000 to $1 million.
Fees & Compensation
GWD Capital Management, LLC charges a percentage of the assets under management (AUM) as their management fee. The fee structure is tiered, and the rate decreases as the AUM increases. The firm also offers hourly financial planning services for clients who do not meet their AUM requirements but still want expert financial advice.
Background
GWD Capital Management, LLC was founded by industry experts with years of experience in the financial services sector. The firm’s team of advisors comprises Certified Financial Planners (CFPs), Chartered Financial Analysts (CFAs), and other qualified professionals, bringing a diverse range of expertise and perspectives to the table.
Financial Advisor Disclosures to Know
Before working with any financial advisor, it is crucial to understand their background, disciplinary history, and potential conflicts of interest. GWD Capital Management, LLC has a clean regulatory record and no disciplinary actions or disclosures. The firm upholds high ethical standards and prioritizes transparency in all their interactions with clients.
In conclusion, GWD Capital Management, LLC is a reputable financial services firm that has been helping clients achieve their financial goals for over a decade. With their experienced team of advisors, personalized services, and transparent fee structure, the firm is well-equipped to assist clients in managing their finances and securing their financial future.