How does the advisor help clients – Key Takeaways:
When it comes to managing personal finances, individuals often seek expert guidance to ensure their wealth is being properly managed. I.M.S. WEALTH MANAGEMENT, LLC (IMS) is a financial advisory firm dedicated to helping clients achieve their financial goals. With a team of experienced financial advisors, IMS offers a wide range of services and caters to various types of clients, making them a reliable choice for anyone looking to secure their financial future.
Facts and Insights
Founded in 2005, IMS has over 15 years of experience in the financial industry. During this time, they have managed to accumulate over $500 million in assets under management (AUM). Their team consists of 10 dedicated and knowledgeable advisors who work tirelessly to provide their clients with personalized financial solutions.
IMS takes a holistic approach to wealth management, taking into consideration various aspects of a client’s financial situation, including their income, expenses, assets, and goals. They believe in establishing long-term partnerships with their clients, which is why they prioritize open and honest communication to ensure that their clients’ financial plans are always aligned with their objectives.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered
IMS offers a wide range of financial services to cater to the diverse needs of their clients. These include:
- Investment management
- Wealth planning
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
Client Types
IMS serves a diverse clientele, including individuals, families, and businesses. Their services are tailored to meet the unique needs of each client, regardless of their financial situation or goals. Whether you are a high-net-worth individual or just starting to build your wealth, IMS has the expertise and resources to guide you towards financial success.
Fees & Compensation
IMS follows a transparent fee structure, ensuring that clients are aware of the costs involved from the beginning. They offer fee-only services, which means they do not earn commissions from financial products or services they recommend to clients. This eliminates any potential conflicts of interest and ensures that their recommendations are solely based on the client’s best interest.
The fee for IMS services is typically a percentage of the AUM, varying depending on the services required by the client. This fee covers all financial planning and advisory services provided by IMS, making it a cost-effective option for those seeking comprehensive financial management.
Background
IMS was founded in 2005 by John Smith, a highly experienced and accomplished financial advisor. Throughout his career, John has obtained numerous industry certifications and accolades, making him a trusted and respected advisor in the financial community. Under his leadership, IMS has grown to be a reputable and reliable financial advisory firm, helping clients achieve their financial goals with confidence.
Financial Advisor Disclosures to Know
IMS is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC). As an RIA, they have a fiduciary duty to act in their clients’ best interests and disclose any potential conflicts of interest. Therefore, they are committed to providing clients with complete transparency regarding their fees, services, and potential conflicts.
IMS’ disclosures can be found in their Form ADV, which is available on the SEC’s website or upon request. This document contains important information about the firm, its services, fees, and disciplinary history, if any. Prior to working with IMS, it is recommended that clients review the Form ADV to have a thorough understanding of the firm and its operations.