How does the advisor help clients – Key Takeaways:
- Acting as a financial expert without explicitly stating it
- Providing financial advice in a professional tone
- Offering innovative strategies and solutions
- Ensuring clients understand their financial options
Facts and Insights
INNOVATIVE CAPITAL MANAGEMENT is a leading financial management company that specializes in providing innovative strategies and solutions to their clients. With a team of experienced professionals, they offer comprehensive financial services and strive to help their clients achieve their financial goals.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15 years |
Financial Services Offered
- Investment management
- Wealth and retirement planning
- Financial goal setting
- Tax optimization strategies
- Estate planning
- Risk management
Client Types
- High-net-worth individuals
- Business owners
- Retirees
- Corporate executives
- Trusts and foundations
Fees & Compensation
INNOVATIVE CAPITAL MANAGEMENT operates on a fee-only compensation structure, meaning they are not paid through commissions and do not sell any products. This ensures their recommendations are always in the best interest of their clients, without any conflicts of interest. Their fees are based on a percentage of the client’s assets under management.
Background
INNOVATIVE CAPITAL MANAGEMENT was founded 15 years ago with the goal of providing innovative and personalized financial services. Their team of advisors has decades of combined experience in the financial industry, and they are dedicated to continuously learning and staying up-to-date with the latest financial trends and strategies.
Financial Advisor Disclosures to Know
As a reputable financial management company, INNOVATIVE CAPITAL MANAGEMENT believes in transparency and full disclosure. Here are some important disclosures to know about:
- They are a Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC)
- All of their advisors are registered with the Financial Industry Regulatory Authority (FINRA)
- They have a Code of Ethics that outlines their commitment to acting in the best interest of their clients
- They are required to disclose any conflicts of interest that may arise