How does the advisor help clients – Key Takeaways:
John G. Ullman & Associates, Inc. is a leading financial advisory firm that offers a range of services to help clients manage and grow their wealth. With a team of experienced and knowledgeable advisors, the firm provides personalized and comprehensive financial solutions to meet the unique needs and goals of each client.
Facts and Insights
The following are some key facts and insights about John G. Ullman & Associates, Inc.:
- Founded in 1999
- Over $1 billion in assets under management
- 25 experienced financial advisors
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion + | 25 | 22 years |
Financial Services Offered
John G. Ullman & Associates, Inc. offers a comprehensive range of financial services to help clients achieve their financial goals, including:
- Investment management
- Wealth planning
- Tax planning
- Estate planning
- Retirement planning
- Insurance planning
Client Types
John G. Ullman & Associates, Inc. serves a diverse range of clients, including:
- High-net-worth individuals
- Families
- Business owners
- Retirees
- Trusts and estates
Fees & Compensation
John G. Ullman & Associates, Inc. is a fee-based firm, meaning that the majority of its revenue comes from fees paid by clients for the services provided. These fees are based on a percentage of the assets under management and may vary depending on the services required by each client.
Background
John G. Ullman & Associates, Inc. was founded in 1999 by John G. Ullman, a seasoned financial advisor with over 30 years of experience in the industry. The firm is headquartered in Milwaukee, Wisconsin and has expanded to serve clients across the United States.
Financial Advisor Disclosures to Know
While John G. Ullman & Associates, Inc. strives to maintain high ethical standards and transparency in its operations, there are some important disclosures that clients should be aware of, including:
- As a fee-based firm, advisors have a financial incentive to recommend certain products or services.
- The firm may receive compensation from third parties for referring clients to certain products or services.
- Sometimes, advisors may have conflicting interests in the recommendations they make.