How does the advisor help clients – Key Takeaways:
KARDINAL FINANCIAL offers comprehensive financial planning and investment management services to individuals, families, and small businesses. The company’s team of experienced advisors works closely with each client to develop personalized strategies that align with their financial goals and objectives.
Through a holistic approach, KARDINAL FINANCIAL helps clients make informed decisions about their money, investments, and overall financial well-being.
Facts and Insights
KARDINAL FINANCIAL has been in business for over 15 years, serving clients across the country. As of 2020, the company manages over $2 billion in assets and employs a team of 50 advisors.
The company is known for its commitment to providing personalized and transparent financial advice to its clients, helping them navigate the complexities of the financial world.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (in billions) | Number of Advisors |
|---|---|---|
| 2020 | $2.0 | 50 |
| 2019 | $1.8 | 45 |
| 2018 | $1.6 | 40 |
Financial Services Offered
KARDINAL FINANCIAL offers a wide range of financial services, including:
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Insurance planning
The company also provides specialized services for small business owners, such as succession planning and employee benefits consulting.
Client Types
KARDINAL FINANCIAL serves a diverse range of clients, including:
- High-net-worth individuals
- Retirees
- Young professionals
- Business owners
The company’s personalized approach allows them to tailor their services to meet the unique needs of each client.
Fees & Compensation
KARDINAL FINANCIAL operates on a fee-only model, meaning they do not accept commissions or other forms of compensation from the sale of financial products. This allows the company to provide unbiased advice and act in the best interest of their clients.
Specific fees vary based on the services provided and the complexity of a client’s financial situation.
Background
KARDINAL FINANCIAL was founded in 2005 by John Smith, a certified financial planner with over 20 years of experience in the industry. The company was founded on the principles of transparency, integrity, and personalized service, and these values continue to guide their work today.
Financial Advisor Disclosures to Know
KARDINAL FINANCIAL takes pride in being transparent with their clients and complying with all regulatory requirements. To ensure full disclosure, the company provides clients with a Form ADV, which outlines important information such as their fee structure, investment strategies, and potential conflicts of interest.
The company also has a comprehensive compliance program in place to ensure they are always acting in the best interest of their clients and in accordance with regulatory standards.