How does the advisor help clients – Key Takeaways:
Ken Roman, Inc. is a leading financial advisory firm that provides expert guidance to individuals, families, and businesses alike. With a strong focus on client satisfaction and success, the firm offers a wide range of services to help clients achieve their financial goals and secure their financial future.
Facts and Insights
Ken Roman, Inc. has been in business for over 20 years, serving clients across the nation. The firm has a team of highly qualified and experienced financial advisors who specialize in various areas of finance, including investments, retirement planning, estate planning, and more. With a proven track record of success, the firm has established itself as a trusted name in the financial industry.
Assets Under Management, Number of Advisors, and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10+ | 20+ years |
Financial Services Offered
Ken Roman, Inc. offers a comprehensive range of financial services to meet the diverse needs of its clients. These services include but are not limited to:
- Investment Management
- Retirement Planning
- Estate Planning
- Tax Planning
- Insurance Planning
Client Types
Ken Roman, Inc. caters to a wide range of clients, including individuals, families, business owners, and institutions. The firm believes in building long-term relationships with its clients, and as such, offers personalized financial solutions that are tailored to each client’s unique needs and goals.
Fees & Compensation
Ken Roman, Inc. believes in transparency and maintains a fee-only compensation structure. This means that the firm does not receive any commissions or incentives for recommending specific investments or products. Clients pay a fee based on the assets under management, ensuring that there are no conflicts of interest and that the firm’s interests are aligned with those of the clients.
Background
Ken Roman, Inc. was founded by Ken Roman, a highly respected and experienced financial advisor with over 30 years of experience in the industry. Ken is a Certified Financial Planner (CFP) and has a deep understanding of the financial markets and various financial strategies. He leads a team of dedicated and knowledgeable advisors who share his commitment to excellence and providing top-notch financial advice to clients.
Financial Advisor Disclosures to Know
Ken Roman, Inc. believes in maintaining the highest ethical standards and follows all regulations set by the financial industry. The firm has a clean record and has no disclosures or disciplinary actions reported.