How does the advisor help clients – Key Takeaways:
As a trusted financial expert, Kenneth E Charlton is passionate about helping his clients achieve their financial goals through comprehensive financial planning and strategic investment management. Using his extensive knowledge and experience in the financial industry, Kenneth advises clients on a wide range of financial matters, providing them with the tools and strategies necessary to make informed and successful decisions.
With a commitment to excellence and a focus on building long-term relationships, Kenneth goes above and beyond to support his clients in achieving financial security and success. He understands that financial planning can be complex and overwhelming, which is why he takes the time to educate and guide his clients through the process, making it easy for them to understand and implement.
Facts and Insights:
Kenneth E Charlton is a highly experienced financial advisor with over 20 years of experience in the industry. He is currently registered with UBS Financial Services Inc. and operates out of their office in Rochester, NY. As of December 2020, Kenneth has an impressive $92.7 million in assets under management and services a total of 134 client accounts. He is also registered in multiple states, including New York, California, and Florida, allowing him to assist clients across the country with their financial needs.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Client Accounts | Number of Advisors | Years in Business |
|---|---|---|---|
| $92.7 Million | 134 | 1 | 20+ |
Financial Services Offered:
Kenneth E Charlton offers a wide range of financial services to meet the diverse needs of his clients. These services include but are not limited to:
- Retirement planning
- Investment management
- Tax planning
- Estate planning
- Education funding
- Insurance strategies
Client Types:
Kenneth works with a variety of clients, including individuals, families, and small businesses. He tailors his services to each client’s unique needs and financial situation to help them achieve their specific goals. Whether someone is just starting to plan for their retirement or needs help managing their multi-million dollar portfolio, Kenneth has the expertise to assist.
Fees & Compensation:
Kenneth E Charlton operates on a fee-based compensation structure, meaning that he earns a fee based on a percentage of the assets he manages for his clients. This aligns his interests with those of his clients, as he only earns more if their assets grow. He also has a fiduciary duty to act in his clients’ best interests, ensuring that they can trust his recommendations and advice.
Background:
With a Bachelor’s degree in business administration from St. Bonaventure University, Kenneth E Charlton has extensive knowledge and experience in the financial services industry. He is also a Certified Financial Planner™ (CFP®), a designation that highlights his expertise in financial planning. Additionally, Kenneth holds various other industry certifications, including the FINRA Series 7, 63, and 65 licenses.
Financial Advisor Disclosures to Know:
While Kenneth E Charlton has a clean record with no customer complaints or regulatory actions, it is still essential for clients to understand any potential conflicts of interest. Kenneth may earn commissions from the sale of certain financial products, creating a possible conflict of interest. However, as a fiduciary, he must disclose these conflicts and act in the best interest of his clients at all times.