How does the advisor help clients – Key Takeaways:
Founded in 2005, KING CAPITAL MANAGEMENT LLC is a financial planning and investment management firm that serves clients across the United States. With a team of experienced financial advisors, the firm provides a wide range of services to help clients achieve their financial goals.
Their clients include individuals, families, and businesses of all sizes, demonstrating a commitment to serving the diverse needs of their clients. Their approach is centered around providing personalized advice and implementing comprehensive strategies to help clients reach their financial objectives.
With a strong focus on financial planning, KING CAPITAL MANAGEMENT LLC works closely with each client to develop an in-depth understanding of their unique financial situation and create a tailored plan to achieve their specific goals.
Facts and Insights
As of 2021, KING CAPITAL MANAGEMENT LLC manages over $500 million in assets and has a team of 10 experienced advisors. The firm has been in business for 16 years and has established a strong reputation for providing reliable and expert financial advice.
According to their most recent form ADV filed with the Securities and Exchange Commission, the firm’s primary services include investment management, financial planning, and retirement planning. They also offer services such as insurance planning, tax planning, and estate planning, providing clients with a diverse range of options to address their various financial needs.
The firm’s investment management approach is built on a combination of fundamental and data-driven analysis, allowing their advisors to make informed and strategic investment decisions on behalf of their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 16 years |
Financial Services Offered
As a full-service firm, KING CAPITAL MANAGEMENT LLC offers a range of financial services to help clients achieve their financial goals. These services include:
- Investment Management
- Financial Planning
- Retirement Planning
- Insurance Planning
- Tax Planning
- Estate Planning
- Education Planning
- Wealth Management
Client Types
KING CAPITAL MANAGEMENT LLC is committed to serving the unique needs of a diverse range of clients, including:
- Individuals
- Families
- Businesses
Their team of advisors has experience working with clients from all backgrounds and stages of life, allowing them to provide personalized and tailored advice to each client.
Fees & Compensation
KING CAPITAL MANAGEMENT LLC charges a percentage of assets under management for their investment advisory services. However, their fees may vary based on the specific services provided and the size of the client’s portfolio.
The firm has a fiduciary duty to act in the best interests of their clients, and their fees are designed to be transparent and competitive. Clients can expect their fees to be fully disclosed and clearly outlined in the firm’s Form ADV.
Background
KING CAPITAL MANAGEMENT LLC was founded in 2005 by John King, an experienced financial advisor with a background in finance and accounting. With a team of dedicated and knowledgeable advisors, the firm has grown to manage over $500 million in assets and provide a broad range of financial services to clients across the country.
The firm’s headquarters is located in New York City, but they serve clients nationwide through their online and virtual services. Their commitment to using advanced technology and personalized solutions allows them to effectively serve clients, regardless of their location.
Financial Advisor Disclosures to Know
As a registered investment advisor, KING CAPITAL MANAGEMENT LLC is held to a high standard of transparency and disclosure. Clients can review the firm’s Form ADV and other publicly available documents to gain a better understanding of the firm’s business practices, services, and fees. They can also access any disclosures or past disciplinary actions through the SEC’s Investment Advisor Public Disclosure (IAPD) website.
In conclusion, KING CAPITAL MANAGEMENT LLC is a well-established and reputable financial planning and investment management firm that offers a wide range of services to help clients achieve their