How does M. D. FALK & COMPANY, INC. help clients – Key Takeaways:
M. D. FALK & COMPANY, INC. is a leading financial advisory firm that specializes in providing comprehensive financial services to individuals, families, and businesses. With over 25 years of experience in the industry, the firm has established itself as a trusted partner for clients looking to achieve their financial goals.
Facts and Insights
M. D. FALK & COMPANY, INC. is a Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC). This means that the firm is held to a fiduciary standard, which requires them to act in the best interests of their clients at all times.
M. D. FALK & COMPANY, INC. is also a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). These memberships provide clients with additional protection and ensure that the firm adheres to strict industry regulations.
Assets Under Management, Number of Advisors and Time in Business:
As of 2021, M. D. FALK & COMPANY, INC. has over $1 billion in assets under management (AUM). The firm has a team of 8 advisors who have an average of 15 years of experience in the industry. Since its inception in 1994, the firm has been providing trusted financial advice to clients for over 25 years.
Financial Services Offered
M. D. FALK & COMPANY, INC. offers a comprehensive range of financial services to meet the diverse needs of its clients. These services include portfolio management, retirement planning, tax planning, estate planning, risk management, and more. The firm also partners with other professionals, such as attorneys and accountants, to provide holistic financial solutions.
Client Types
M. D. FALK & COMPANY, INC. serves a wide range of clients, including individuals, families, and businesses. The firm works with clients of all ages, income levels, and financial backgrounds. They also have experience working with clients in various industries, including healthcare, technology, and real estate.
Fees & Compensation
M. D. FALK & COMPANY, INC. charges a fee-based structure for its services, which means that the firm earns a percentage of the assets they manage for clients. This fee structure aligns the firm’s interests with their clients’ goals, as the more the client’s investments grow, the more the firm earns. The firm also fully discloses all fees to clients, ensuring transparency in their compensation structure.
Background
M. D. FALK & COMPANY, INC. was founded in 1994 by Michael D. Falk, who has over 30 years of experience in the financial industry. He has assembled a team of experienced and knowledgeable advisors who share his vision of providing comprehensive and personalized financial solutions to clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, M. D. FALK & COMPANY, INC. is required to disclose any potential conflicts of interest to clients. The firm also provides clients with easy access to their Form ADV, which includes information about their services, fees, and any disclosures. Additionally, the firm may have affiliations or partnerships with other companies, but they fully disclose these relationships to clients.
Overall, M. D. FALK & COMPANY, INC. is a top-rated financial advisor that provides a broad range of services to clients while upholding the highest standards of transparency and ethics. With a proven track record of success and a team of skilled advisors, the firm is an excellent choice for those looking to secure their financial future.