How does the advisor help clients – Key Takeaways:
Martin Nelson & Co., Inc. (MN&Co.) is a highly reputable and experienced financial firm that prides itself on providing expert advice and services to its clients. The firm’s team of financial experts has extensive knowledge and experience in various financial fields, making them a valuable asset to their clients. Here are some key takeaways on how MN&Co. helps its clients:
- Personalized Approach: MN&Co. takes the time to understand each client’s unique goals, needs, and risk tolerance to create customized financial plans.
- Comprehensive Services: The firm offers a wide range of financial services, including investment management, retirement planning, estate planning, and tax planning.
- Expertise: With years of experience and expertise, the team at MN&Co. stays up-to-date with the latest trends and strategies in the financial world to provide the best possible advice to their clients.
- Long-term Relationships: MN&Co. values long-term relationships with their clients and strives to build trust and understanding with them to ensure their financial success.
Facts and Insights
MN&Co. was founded in 1985 and has been serving clients for over 35 years. The firm is based in New York City and has a team of 50 advisors who are all highly qualified and experienced in their respective fields. MN&Co. is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). As of December 2020, the firm’s total assets under management (AUM) were $3.5 billion.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Total Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 1985 | $3.5 billion | 50 |
Financial Services Offered
- Investment Management
- Retirement Planning
- Estate Planning
- Tax Planning
- Financial Planning
- Insurance Services
Client Types
MN&Co. caters to a diverse group of clients, including individuals, families, businesses, and institutions. The firm has the expertise to serve clients at all stages of their financial journey, from young professionals just starting to build their wealth to high-net-worth individuals and retirees looking to preserve and grow their assets.
Fees & Compensation
MN&Co. follows a fee-based compensation structure, meaning they charge a percentage of the client’s AUM for their services. This ensures that the firm’s interests align with the clients’ and incentivizes the team to manage the AUM efficiently and effectively.
Background
Martin Nelson & Co., Inc. was founded in 1985 by Martin Nelson, a highly experienced financial advisor with a passion for helping clients achieve their financial goals. Over the years, the firm has grown to become a leading name in the financial industry, known for its exceptional services, personalized approach, and expert advice.
Financial Advisor Disclosures to Know
As a registered investment advisor, MN&Co. is bound by strict regulations and rules to ensure transparency and accountability in their dealings with clients. Some key disclosures to know include:
- MN&Co. will always act in the best interest of their clients.
- The firm may receive compensation from third-party transactions recommended to clients.
- Advisors may have conflicts of interest, but the firm has policies and procedures in place to mitigate them and act in the best interest of clients.
- Advisors may receive bonuses or additional compensation for meeting performance goals.