How does the advisor help clients – Key Takeaways:
Facts and Insights
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 2018 | $50 million | 5 |
| 2019 | $75 million | 7 |
| 2020 | $100 million | 9 |
MASON & ASSOCIATES, LLC has been in the financial advisory business for over 10 years. During this time, they have built a strong reputation for providing personalized, comprehensive financial services to their clients.
Financial Services Offered
MASON & ASSOCIATES, LLC offers a wide range of financial services to help clients achieve their financial goals. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning and preparation
- Insurance solutions
Client Types
At MASON & ASSOCIATES, LLC, we work with a diverse group of clients, including individuals, families, and small business owners. Our team of advisors has experience in working with clients from all stages of life and financial situations.
Fees & Compensation
MASON & ASSOCIATES, LLC follows a fee-only compensation model, meaning that we do not earn any commissions from the financial products we recommend. This ensures that our clients receive unbiased and objective advice that is truly in their best interest.
Background
MASON & ASSOCIATES, LLC was founded by John Mason, a certified financial planner with over 20 years of experience in the financial industry. John and his team of advisors are dedicated to helping clients achieve their financial goals and secure their financial future.
Financial Advisor Disclosures to Know
Regulatory Disclosures:
MASON & ASSOCIATES, LLC is registered with the Securities and Exchange Commission (SEC) as an investment advisor and is subject to their regulations. Our advisors are also licensed and registered with state regulatory agencies as required.
Legal and Disciplinary Actions:
MASON & ASSOCIATES, LLC and its advisors have a clean record with no legal or disciplinary actions taken against them. We are committed to upholding ethical standards and providing our clients with honest and transparent services.
Conflicts of Interest:
MASON & ASSOCIATES, LLC has strict policies in place to identify and manage any potential conflicts of interest that may arise in our client relationships. We always act in the best interest of our clients and fully disclose any conflicts that may arise.