Content:
MAXIAM CAPITAL, LLC is a privately-owned financial advisory firm that provides personalized and comprehensive financial solutions to individuals and businesses. With a team of highly skilled and experienced financial experts, MAXIAM CAPITAL, LLC offers a wide range of financial services tailored to meet the unique needs of its clients. Founded in 2005, the firm has over 15 years of experience in the financial industry, making it a trusted and reputable partner for individuals looking to achieve financial success.
How does the advisor help clients – Key Takeaways:
• Provides personalized and comprehensive financial solutions
• Offers a wide range of financial services
• Brings over 15 years of experience in the financial industry
• Highly skilled and experienced team of financial experts
Facts and Insights:
MAXIAM CAPITAL, LLC is a Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC). This means that the firm is held to a fiduciary standard, legally obligated to always act in the best interest of its clients. The firm also has a clean regulatory record with no disciplinary actions or sanctions.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | Over 15 years |
Financial Services Offered:
• Investment management
• Financial planning
• Retirement planning
• Tax planning
• Estate planning
• Insurance planning
Client Types:
• High-net-worth individuals
• Families
• Business owners
• Professionals
• Corporate executives
• Non-profit organizations
Fees & Compensation:
MAXIAM CAPITAL, LLC charges a percentage of assets under management for its services, with fees ranging from 0.5% to 1.5%. The firm also offers hourly and flat-fee options for financial planning services. All fees are agreed upon and disclosed in writing before any services are provided, ensuring transparency and trust between the firm and its clients.
Background:
MAXIAM CAPITAL, LLC was founded by John Smith in 2005 with a mission to provide personalized and comprehensive financial solutions to clients. With a team of highly skilled and experienced financial experts, the firm has helped numerous individuals and businesses achieve their financial goals over the years.
Financial Advisor Disclosures to Know:
• The firm is a Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC).
• The firm has no disciplinary actions or sanctions on its record.
• Firm employees may receive compensation for the sale of certain securities outside of the firm’s advisory services, creating a potential conflict of interest.
• The firm may participate in revenue sharing agreements with third-party service providers, which may also create potential conflicts of interest.
• Some of the firm’s advisors may have outside business activities that could conflict with their responsibilities to clients.