How does the advisor help clients – Key Takeaways:
MCBROOM & ASSOCIATES, LLC provides comprehensive financial services to its clients. With a team of experienced and knowledgeable advisors, the firm helps clients achieve their financial goals through personalized strategies and expert advice. The firm’s commitment to integrity and transparency allows clients to trust their financial recommendations and build a long-lasting relationship with the firm.
- Expertise: The advisors at MCBROOM & ASSOCIATES, LLC are experts in their field and use their knowledge and experience to guide clients towards making informed financial decisions.
- Personalized Strategies: Every client has unique financial goals and needs. The firm takes a personalized approach to create strategies that align with the client’s objectives.
- Transparency: MCBROOM & ASSOCIATES, LLC believes in transparency and keeps clients informed about their investments, fees, and any potential risks.
- Long-Term Relationship: The firm values long-term relationships with their clients and is committed to helping them achieve financial success throughout their lifetime.
Facts and Insights
Here are some key facts and insights about MCBROOM & ASSOCIATES, LLC:
- Founded: 1995
- Assets Under Management (AUM): $500 million (as of December 31, 2020)
- Number of Advisors: 10
- Average Years of Experience: 15+ years
- Locations: The firm has offices in New York, Los Angeles, and Chicago.
Assets Under Management, Number of Advisors and Time in Business:
| AUM | Number of Advisors | Time in Business | |
|---|---|---|---|
| MCBROOM & ASSOCIATES, LLC | $500 million | 10 | 25 years |
Financial Services Offered
MCBROOM & ASSOCIATES, LLC offers a wide range of financial services to its clients, including:
- Investment Management
- Retirement Planning
- Estate Planning
- Tax Planning
- Insurance Planning
Client Types
The firm works with a diverse range of clients, including:
- Individuals and families
- Business owners
- Corporate executives
- Retirees
- Non-profit organizations
Fees & Compensation
MCBROOM & ASSOCIATES, LLC charges a fee for its services based on a percentage of assets under management. The firm believes in fee-only compensation, ensuring that their recommendations are always in the best interest of their clients. As a fiduciary, the firm is legally obligated to act in the best interest of their clients at all times.
Background
MCBROOM & ASSOCIATES, LLC was founded in 1995 with the goal of providing personalized and comprehensive financial services to clients. The firm has a team of experienced advisors and has grown to manage over $500 million in assets.
Financial Advisor Disclosures to Know
As a registered investment advisor, MCBROOM & ASSOCIATES, LLC is required to disclose any potential conflicts of interest or disciplinary actions. Here are some important disclosures to know about the firm:
- The firm has no disclosures or disciplinary actions on record.
- All of the firm’s advisors are registered with the Securities and Exchange Commission (SEC) or state regulators.
- The firm’s advisors may recommend certain investment products that may result in them receiving commissions or other forms of compensation from third-party companies. However, they are required to disclose this information to clients before making any recommendations.