How does the advisor help clients – Key Takeaways:
Middleton & Company is a financial advisory firm with a team of experienced professionals who provide a range of financial services to help clients achieve their financial goals. Their services are tailored to meet the individual needs and objectives of each client, and their team is committed to providing expert advice and guidance every step of the way.
Facts and Insights
Middleton & Company was founded in 2005 and has been in the financial services industry for over 15 years. They are a registered investment advisor (RIA) and have their headquarters in New York City. Their team is made up of highly qualified financial experts who offer personalized advice and solutions to clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 15+ years |
Financial Services Offered
Middleton & Company offers a wide range of financial services to cater to the diverse needs of their clients. These services include investment management, retirement planning, tax planning, estate planning, and risk management. Their team works closely with clients to create a personalized financial plan that aligns with their short-term and long-term goals.
Client Types
Middleton & Company serves a variety of clients, including individuals, families, and businesses. They also work with high-net-worth individuals and offer specialized services for their unique financial needs. Their team has the expertise and experience to understand the different goals and objectives of each client and provide tailored solutions to help them achieve financial success.
Fees & Compensation
Middleton & Company is a fee-only financial advisory firm, which means they do not earn commissions from selling products or services. Instead, they charge a flat fee based on the assets under management or a percentage of the client’s portfolio. This fee structure ensures that their interests are aligned with their clients, and they are committed to helping them achieve their financial goals.
Background
Middleton & Company is led by a team of experienced financial professionals who have a diverse range of expertise in the industry. They are committed to providing clients with the highest level of service and upholding their fiduciary duty at all times. Their team stays updated on the latest industry trends and regulations to ensure they are providing clients with the most relevant and effective advice.
Financial Advisor Disclosures to Know
As a registered investment advisor, Middleton & Company discloses any potential conflicts of interest to their clients. They adhere to strict ethical and legal standards in their business practices and always act in the best interests of their clients. They provide clients with clear and transparent information about their fees, compensation, and any potential conflicts of interest, ensuring trust and transparency in their client-advisor relationships.