About MIKE WOLTERS & ASSOCIATES, LTD.
MIKE WOLTERS & ASSOCIATES, LTD. is a full-service financial advising firm that has been in operation for over 20 years. Headquartered in New York City, the firm is led by a team of experienced financial advisors who specialize in providing personalized wealth management solutions to individuals and businesses.
How does the advisor help clients – Key Takeaways:
- Personalized wealth management solutions
- Experienced team of financial advisors
- Over 20 years of industry experience
- Expertise in serving individuals and businesses
Facts and Insights
MIKE WOLTERS & ASSOCIATES, LTD. prides itself on being a trusted financial expert, providing its clients with comprehensive and tailored solutions. The firm’s professionals have years of experience in markets, investments and compliance rules, providing clients with sound financial advice and guidance.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Years in Business |
|---|---|---|
| $500 million | 10 | 20+ |
Financial Services Offered
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Insurance planning
- College savings planning
Client Types
- High-net-worth individuals
- Small business owners
- Couples and families
- Retirees
- Investment groups
Fees & Compensation
MIKE WOLTERS & ASSOCIATES, LTD. operates on a fee-based compensation model, meaning that the firm charges a percentage of the assets they manage for the client. This ensures that the firm’s interests are aligned with those of their clients. However, the firm can also charge hourly fees or a flat fee for specific services, depending on the client’s needs.
Background
MIKE WOLTERS & ASSOCIATES, LTD. was founded by Mike Wolters, a highly experienced financial advisor with over 30 years of industry experience. Mike saw the need for a firm that could provide comprehensive financial solutions to individuals and businesses, and thus, the firm was born. Today, MIKE WOLTERS & ASSOCIATES, LTD. continues to grow and evolve, staying true to their founding principles of integrity, professionalism, and client-centered service.
Financial Advisor Disclosures to Know
MIKE WOLTERS & ASSOCIATES, LTD. takes pride in being transparent and ethical in all their dealings with clients. The firm adheres to all regulatory guidelines and discloses any potential conflicts of interest to clients. Additionally, the firm has a strict code of conduct that all advisors must follow, ensuring the highest levels of professionalism and client satisfaction.