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How does the advisor help clients – Key Takeaways:
MIRAE ASSET SECURITIES (USA) INC. is a financial firm that offers a wide range of services to help clients achieve their financial goals. With their team of expert advisors, they provide comprehensive financial solutions and personalized guidance to help clients make informed decisions.
Through their dynamic approach and access to innovative technologies and techniques, MIRAE ASSET SECURITIES (USA) INC. delivers exceptional service to their clients and helps them navigate the complex world of finance.
Facts and Insights
MIRAE ASSET SECURITIES (USA) INC. was founded in 2018, making it a relatively new player in the financial industry. However, the firm is a subsidiary of MIRAE ASSET FINANCIAL GROUP, a leading financial services provider in Asia with over $456 billion in assets under management (AUM) as of March 2021.
MIRAE ASSET SECURITIES (USA) INC. has over 10 advisors and manages assets totaling $100 million as of December 2020. The firm has a brokerage license with FINRA and is registered with the SEC, providing clients with a sense of security and trust.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Number of Advisors | Assets Under Management (in millions) |
|---|---|---|
| 2018 | 10+ | $100 |
Financial Services Offered
MIRAE ASSET SECURITIES (USA) INC. offers a comprehensive range of financial services, including investment management, financial planning, retirement planning, and estate planning. They also provide guidance on risk management, tax planning, and insurance.
The firm’s team of experienced advisors works closely with clients to customize a financial plan that aligns with their unique goals and risk tolerance. They use a combination of traditional and modern investment strategies to help clients achieve their financial objectives.
Client Types
MIRAE ASSET SECURITIES (USA) INC. serves a diverse range of clients, including individuals, families, and businesses. Their services cater to clients at different stages of their financial journey, from young professionals just starting to build wealth to retirees seeking to preserve their wealth.
The firm understands that each client has unique needs and goals, and they tailor their services accordingly to ensure each client receives the guidance and support they need to achieve financial success.
Fees & Compensation
MIRAE ASSET SECURITIES (USA) INC. offers fee-based services, which means they charge a percentage of the client’s AUM as their compensation. This structure aligns the interests of the firm and its clients, as the firm’s earnings are directly tied to the performance of the client’s portfolio.
The firm’s fee structure may include a combination of asset-based fees and performance-based fees, depending on the services provided. Their fees are competitive and transparent, and clients are made aware of any fees before they engage the firm’s services.
Background
MIRAE ASSET SECURITIES (USA) INC. is a subsidiary of MIRAE ASSET FINANCIAL GROUP, which was founded in 1997 and has established itself as a leading financial services company in Asia. MIRAE ASSET SECURITIES (USA) INC. was established to expand the company’s reach and provide their innovative financial services and solutions to clients in the United States.
The firm’s team of advisors has extensive experience in the financial industry and a deep understanding of the markets. They continuously stay up-to-date with the latest trends and developments in the industry to provide clients with the best possible advice and strategies.
Financial Advisor Disclosures to Know
MIRAE ASSET SECURITIES (USA) INC. is a registered investment advisor with the Securities and Exchange Commission (SEC). As such, they are required to adhere to strict regulations and standards in their operations and client interactions.
The firm’s advisors are also required to disclose any potential conflicts of interest that may arise from their recommendations. This ensures that clients are fully informed and can trust the advice and recommendations provided by their advisor.