Facts and Insights
Founded in 2001, Neville, Rodie & Shaw Inc. is a financial advisory firm based in New York. With over 20 years of experience in the industry, the firm has established itself as a trusted resource for financial expertise and management. Its team of financial advisors is dedicated to helping clients achieve their financial goals through personalized and comprehensive strategies.
The firm’s approach is based on a commitment to understanding each client’s unique financial situation and developing tailored solutions to meet their specific needs. This client-centric approach has earned Neville, Rodie & Shaw Inc. a reputation for providing excellent financial advice and a high level of customer satisfaction.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion | 15 | 20+ years |
The firm’s portfolio of assets under management is impressive, with over $1 billion in investments. This highlights the firm’s ability to attract and retain clients and to effectively manage their assets to achieve their financial objectives.
Neville, Rodie & Shaw Inc. has a team of 15 experienced financial advisors who work closely with their clients. This small but dedicated team allows for personalized attention and ensures that each client receives the best possible service and support.
With over 20 years in the business, the firm has established a solid reputation and proven track record of delivering effective financial solutions. Its longevity in the industry is a testament to its experience, expertise, and commitment to its clients.
Financial Services Offered
- Investment Management
- Retirement Planning
- Estate Planning
- Education Planning
- Insurance Services
- Tax Planning
- Business Succession Planning
Neville, Rodie & Shaw Inc. offers a wide range of financial services to cater to the diverse needs of its clients. Its team of financial advisors is well-versed in these areas and can provide comprehensive and customized strategies to help clients meet their financial goals.
Client Types
The firm serves a diverse range of clients, including:
- High net worth individuals
- Corporate executives
- Business owners
- Families
- Trusts
- Non-profit organizations
- Pension plans
This variety of clients is a testament to the firm’s ability to cater to different financial needs and preferences.
Fees & Compensation
Neville, Rodie & Shaw Inc. operates on a fee-based model, meaning that its advisors charge a percentage of the assets under management as their fee. This ensures that the advisors’ interests are aligned with those of their clients, as the better their clients’ investments perform, the higher their compensation will be.
Additionally, the firm may charge clients an hourly or flat fee for its financial planning services. This transparent fee structure allows clients to fully understand the costs associated with their services and ensures that there are no hidden fees or conflicts of interest.
Background
The firm’s founders, Mr. Neville, Mr. Rodie, and Mr. Shaw, have extensive experience in the financial industry. They each bring a unique set of skills and expertise to the firm, allowing for a well-rounded and comprehensive approach to financial advising.
Neville, Rodie & Shaw Inc. is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
The firm’s team of advisors hold various certifications and qualifications, including Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA).
Financial Advisor Disclosures to Know
As a registered investment advisory firm, Neville, Rodie & Shaw Inc. is required to disclose any potential conflicts of interest