How does the advisor help clients – Key Takeaways:
Northern Capital Securities Corporation is a financial advisory firm that offers a range of services to help clients reach their financial goals. The firm has a team of experienced advisors who work closely with clients to provide personalized financial solutions. Here are some key takeaways about how the firm helps its clients:
- Expert financial advice provided by experienced advisors
- Personalized solutions tailored to each client’s individual needs and goals
- Wide range of financial services offered, including investment management, retirement planning, estate planning, and more
- Transparent fee structure with no hidden costs or commissions
- Commitment to long-term relationships with clients, providing ongoing support and guidance
Facts and Insights
Founded in 2001, Northern Capital Securities Corporation has been helping clients for nearly 20 years. The firm has a solid track record of success and its team of advisors has a wealth of knowledge and experience in the financial industry. Some key facts and insights about the firm include:
- Assets under management (AUM) of over $500 million
- Team of 12 advisors with an average of 15 years of experience
- Registered with the Securities and Exchange Commission (SEC)
- Member of the Financial Industry Regulatory Authority (FINRA)
- Strong emphasis on building diversified portfolios to mitigate risk
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Years in Business |
|---|---|---|
| $500+ million | 12 | 19 |
Financial Services Offered
Northern Capital Securities Corporation offers a comprehensive range of financial services to help clients achieve their financial goals. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Wealth management
- Insurance planning
- And more
Client Types
The financial advisors at Northern Capital Securities Corporation work with a diverse range of clients, including individuals, families, and businesses. The firm specializes in helping high-net-worth individuals and their families, providing customized financial solutions to meet their unique needs. The firm also works with small businesses, providing retirement and other financial planning services to help them succeed.
Fees & Compensation
Northern Capital Securities Corporation has a transparent fee structure, with no hidden costs or commissions. The firm charges a percentage of assets under management as its fee, which ensures that the advisors have a vested interest in helping clients grow their investments. This fee structure also aligns the firm’s interests with those of its clients, ensuring that advisors are always working in the best interest of their clients.
Background
Northern Capital Securities Corporation was founded in 2001 with the goal of helping clients achieve their financial goals through expert advice and personalized solutions. The firm has been serving clients for nearly 20 years and has a strong reputation in the financial industry. Its team of advisors has a combined experience of over 180 years and is dedicated to helping clients achieve their financial goals.
Financial Advisor Disclosures to Know
As with any financial advisory firm, it is important for clients to be aware of certain disclosures that may affect their relationship with the advisor. Here are some key disclosures related to Northern Capital Securities Corporation:
- The firm has no disclosure events according to the SEC and FINRA records
- The firm or its advisors do not have any criminal or civil lawsuits against them
- There are no regulatory actions or sanctions against the firm or its advisors