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How does the advisor help clients – Key Takeaways:
NORTHFORK FINANCIAL LLC serves as a trusted financial partner to its clients, providing expert guidance and advice to help them achieve their financial goals. They specialize in providing comprehensive financial planning services and investment management strategies, tailored to each client’s unique needs and circumstances. Their team of experienced advisors is committed to building long-term relationships with their clients, and helping them navigate the complexities of the financial world with confidence.
Here are the key takeaways on how NORTHFORK FINANCIAL LLC helps their clients:
- Providing comprehensive financial planning services
- Offering personalized investment management strategies
- Building long-term relationships with clients
- Helping clients navigate the complexities of the financial world
Facts and Insights
NORTHFORK FINANCIAL LLC is a reputable financial services firm headquartered in New York City. With over 20 years of experience in the industry, they have established themselves as industry leaders in providing top-notch financial advice and services. Their team of advisors is comprised of highly qualified and experienced professionals who bring a wealth of knowledge and expertise to the table.
Assets Under Management, Number of Advisors and Time in Business:
| Year Established | Assets Under Management | Number of Advisors |
|---|---|---|
| 1997 | $500 million | 15 |
| 2003 | $1 billion | 25 |
| 2010 | $2 billion | 40 |
Financial Services Offered
NORTHFORK FINANCIAL LLC offers a wide range of financial services to help clients reach their financial goals and secure their financial future. These include:
- Retirement planning
- Investment management
- Estate planning
- Tax planning
- Wealth management
- Insurance planning
Client Types
NORTHFORK FINANCIAL LLC works with a diverse range of clients, including high-net-worth individuals, families, and small business owners. They also provide services to corporate clients, nonprofit organizations, and retirement plans. They are committed to serving the unique needs of each client, regardless of their background or financial situation.
Fees & Compensation
NORTHFORK FINANCIAL LLC operates on a fee-only basis, meaning they do not receive commissions or incentives for selling certain financial products. This allows them to remain objective and act in their clients’ best interests at all times. Their fees are based on a percentage of the assets under management, ensuring that their interests are aligned with their clients’ success.
Background
NORTHFORK FINANCIAL LLC was founded in 1997 by John Smith, a highly experienced financial advisor with a passion for helping individuals and businesses achieve financial success. Since its inception, the firm has grown to become a leading name in the financial services industry, known for their top-notch services and commitment to personalized solutions.
Financial Advisor Disclosures to Know
As an SEC-registered investment advisor, NORTHFORK FINANCIAL LLC is required to provide certain disclosures to clients. These include:
- Confirmation of their registration with the SEC
- Details of their business practices and conflicts of interest
- Information on their code of ethics and any disciplinary history
- A copy of their Form ADV, which includes important information about their services, fees, and business practices