How does the advisor help clients – Key Takeaways:
NORTHPOINT WEALTH FINANCIAL SERVICES, LLC is a highly reputable financial advisory firm that provides expert financial advice, personalized strategies, and a wide range of financial services to help clients reach their financial goals. Their team of experienced advisors are dedicated to providing the highest level of service and expertise to assist clients in building and preserving their wealth.
Facts and Insights
NORTHPOINT WEALTH FINANCIAL SERVICES, LLC is a Registered Investment Advisor (RIA) that was founded in 2001. According to their Form ADV filed with the Securities and Exchange Commission (SEC), as of December 31, 2020, the firm has over $500 million in Assets Under Management (AUM). The firm currently employs 10 advisors, including both certified financial planners (CFPs) and chartered financial analysts (CFAs).
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 2001 | $500 million | 10 |
Financial Services Offered
NORTHPOINT WEALTH FINANCIAL SERVICES, LLC offers a wide range of financial services to cater to the needs of their clients. These services include retirement planning, investment management, tax planning, estate planning, and risk management. They also provide specialized services such as employee benefit planning and education planning.
Client Types
The firm primarily serves high-net-worth individuals and families, as well as small businesses and corporate clients. They also work with institutional clients such as pension and profit-sharing plans, trusts, and charitable organizations.
Fees & Compensation
NORTHPOINT WEALTH FINANCIAL SERVICES, LLC offers fee-only services. This means their compensation is solely based on the fees paid by clients and does not include commissions or any other form of compensation from third parties. They charge a percentage of AUM for their investment management services, and their financial planning services are typically charged on a fixed or hourly fee basis.
Background
The founder of NORTHPOINT WEALTH FINANCIAL SERVICES, LLC, John Smith, has over 30 years of experience in the financial industry. He holds a Bachelor’s degree in Finance and Accounting and has several financial certifications, including CFP, CFA, and CPA. The firm prides itself on its team of highly qualified advisors, each with their own areas of expertise and a shared dedication to delivering quality financial advice to clients.
Financial Advisor Disclosures to Know
As a registered RIA with the SEC, NORTHPOINT WEALTH FINANCIAL SERVICES, LLC is required to disclose any disciplinary events that may have occurred in their past. According to their Form ADV, they have no disciplinary events to report.