Welcome to Oak Tree Securities, Inc.
Oak Tree Securities, Inc. is a well-known financial services firm that has been helping clients reach their financial goals for over 20 years. Specializing in personalized and comprehensive wealth management solutions, Oak Tree Securities, Inc. prides itself on providing expert guidance and exceptional service to individuals and businesses alike.
How does the advisor help clients – Key Takeaways:
Oak Tree Securities, Inc. offers a range of financial services, including investment management, retirement planning, risk management, and estate planning. The firm’s advisors work closely with clients to develop a personalized financial plan that aligns with their unique needs and goals. With a strong focus on client education and transparency, Oak Tree Securities, Inc. strives to empower clients and help them make informed financial decisions.
Facts and Insights
Founded in 1999 and headquartered in New York City, Oak Tree Securities, Inc. has grown to become a trusted financial partner for thousands of clients nationwide. The firm’s team of experienced advisors boasts a diverse range of backgrounds and expertise, allowing them to provide a holistic approach to wealth management.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (As of 2020) | Number of Advisors | Time in Business | |
|---|---|---|---|
| $500 million | 25 | 20 years |
Financial Services Offered:
- Investment management
- Retirement planning
- Risk management
- Estate planning
Client Types:
Oak Tree Securities, Inc. serves a diverse client base, including individuals, families, small businesses, and corporations. The firm’s advisors have experience working with clients from all walks of life and are committed to understanding their unique needs and goals.
Fees & Compensation
As a fee-only firm, Oak Tree Securities, Inc. operates on a transparent and fiduciary basis. This means that the firm’s advisors have a legal obligation to act in the best interests of their clients at all times. The firm’s fees are based on a percentage of assets under management, ensuring that there are no hidden costs or conflicts of interest.
Background
Oak Tree Securities, Inc. is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC). This means that the firm must adhere to strict regulations and standards, providing clients with an added level of assurance and protection.
Financial Advisor Disclosures to Know
Prior to working with any financial advisor, it’s crucial to understand their background and any potential conflicts of interest. With Oak Tree Securities, Inc., clients can rest assured that their advisors have a clean record and are committed to acting in their best interests at all times.