About OATLEY & DIAK, LLC.
OATLEY & DIAK, LLC is a full-service financial advisory firm based in New York City. With a team of experienced professionals and a strong commitment to client satisfaction, the firm has established a reputation for providing comprehensive financial solutions to help clients achieve their goals.
How the Advisor Helps Clients – Key Takeaways:
- Offers personalized financial planning and investment management services
- Provides access to a wide range of investment products
- Utilizes a holistic approach to financial planning
- Fosters a collaborative relationship with clients
- Continuously monitors and adjusts strategies to reflect changing market conditions and client needs
Facts and Insights
OATLEY & DIAK, LLC has been in business since 2005 and currently manages $500 million in assets under management (AUM). The firm’s team consists of 12 advisors, with the majority holding professional certifications such as Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA).
Assets Under Management, Number of Advisors, and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 12 | 16 years |
Financial Services Offered
- Retirement planning
- Investment management
- Tax planning
- Estate planning
- Insurance and risk management
- Cash flow analysis
Client Types
- High net worth individuals
- Business owners
- Professionals
- Retirees
- Corporate executives
- Families
Fees & Compensation
The fees charged by OATLEY & DIAK, LLC are customized to each client’s specific needs and are based on a percentage of the AUM. The firm operates on a fee-only structure, meaning they do not receive commissions or other forms of compensation for recommending financial products. This ensures that the firm’s advice is always aligned with the best interests of their clients.
Background
OATLEY & DIAK, LLC was founded by John Oatley and Mary Diak with the goal of providing comprehensive financial planning and investment management services to help clients achieve their financial goals. With over 50 years of combined experience in the financial industry, the founders have established a solid reputation for their expertise and dedication to client service.
Financial Advisor Disclosures to Know
OATLEY & DIAK, LLC has a clean record with no disclosures or disciplinary actions on their Form ADV. This means that the firm has not faced any serious legal or regulatory issues, providing clients with peace of mind and confidence in their services.