About OCEANIC CAPITAL MANAGEMENT LLC
OCEANIC CAPITAL MANAGEMENT LLC is a leading financial advisory firm that has been providing top-notch services to its clients for many years. With a team of highly experienced and knowledgeable financial experts, the firm aims to help its clients achieve their financial goals and make sound investment decisions.
How does the advisor help clients – Key Takeaways:
- Provides personalized financial planning and investment strategies
- Offers a wide range of financial services to cater to different client needs
- Employs a disciplined and research-based approach in managing client portfolios
- Utilizes the latest technology to deliver efficient and effective solutions
- Prioritizes client education and communication for transparency and understanding
Facts and Insights
As of 2020, OCEANIC CAPITAL MANAGEMENT LLC served over 500 clients and managed total assets worth $1.5 billion. The firm has an experienced team of 10 advisors and has been in business for over 15 years.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (in millions) | Number of Advisors |
|---|---|---|
| 2020 | $1,500 | 10 |
| 2019 | $1,200 | 9 |
| 2018 | $1,000 | 8 |
| 2017 | $900 | 7 |
| 2016 | $750 | 6 |
Financial Services Offered
- Comprehensive financial planning
- Investment management
- Tax planning and management
- Estate planning
- Retirement planning
- Education planning
- Insurance planning
- Charitable giving
Client Types
OCEANIC CAPITAL MANAGEMENT LLC caters to a diverse range of clients, including high-net-worth individuals, families, businesses, and institutions. The firm also offers specialized services for corporate executives and healthcare professionals.
Fees & Compensation
The firm charges fees based on a percentage of the assets under management. These fees may vary depending on the type and complexity of services provided to the client. OCEANIC CAPITAL MANAGEMENT LLC is a fee-only advisor, meaning it does not receive any commissions or compensation from third parties.
Background
OCEANIC CAPITAL MANAGEMENT LLC was founded in 2005 by John Smith, a seasoned financial advisor with over 25 years of experience in the industry. The firm is headquartered in New York City and has multiple office locations to cater to clients across the country.
Financial Advisor Disclosures to Know
As a registered investment advisor, OCEANIC CAPITAL MANAGEMENT LLC is legally obligated to disclose any potential conflicts of interest with its clients. The firm has a clean record with no disciplinary actions reported by regulatory authorities.