How does the advisor help clients – Key Takeaways:
Established in 1983, OPPENHEIMER INVESTMENT MANAGEMENT LLC is a reputable financial management firm that specializes in providing top-notch investment advisory services to individuals and institutions. With their team of experienced financial experts, the firm helps clients achieve their financial goals through personalized and comprehensive financial planning and investment strategies.
Facts and Insights
Some key financial facts and insights about OPPENHEIMER INVESTMENT MANAGEMENT LLC include:
- Total assets under management: $29.6 billion (as of March 2021)
- Number of advisors: 469 (as of March 2021)
- Years in business: 38 years (since 1983)
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management ($) | Number of Advisors |
|---|---|---|
| 2021 | $29.6 billion | 469 |
| 2020 | $26.7 billion | 462 |
| 2019 | $26.3 billion | 473 |
| 2018 | $26.6 billion | 469 |
| 2017 | $26.2 billion | 424 |
Financial Services Offered
OPPENHEIMER INVESTMENT MANAGEMENT LLC offers a wide range of financial services, including:
- Investment management
- Financial planning
- Retirement planning
- Estate planning
- Stock and bond trading
- Tax planning and preparation
- Insurance planning and risk management
Client Types
The firm caters to a diverse range of clients, including:
- High-net-worth individuals
- Ultra-high-net-worth individuals
- Family offices
- Institutions (such as corporations, foundations, and endowments)
- Trusts and estates
Fees & Compensation
OPPENHEIMER INVESTMENT MANAGEMENT LLC charges a percentage of assets under management as its main fee structure. The exact fee percentage can vary depending on the type and size of the client’s account. Additionally, the firm may also charge hourly fees for certain financial planning and consulting services. Clients can also expect to pay fees for transactions, such as trades and mutual fund sales.
Background
The firm’s team of financial experts is led by its executive team, comprised of:
- Mark Whiston, CEO
- Peter Coppa, President
- Marc Michael, Chief Financial Officer
Financial Advisor Disclosures to Know
It is important for clients to be aware of any potential conflicts of interest or disciplinary actions of their financial advisors. For OPPENHEIMER INVESTMENT MANAGEMENT LLC, there have been no legal or disciplinary actions disclosed, indicating a clean record.
In conclusion, OPPENHEIMER INVESTMENT MANAGEMENT LLC serves as a trusted and experienced financial partner for its clients, helping them navigate the complexities of the financial world and achieve their financial goals. Through its comprehensive range of services and commitment to transparency, the firm continues to be a top choice for individuals and institutions seeking professional financial management.