How does the advisor help clients – Key Takeaways:
OSAIC WEALTH, INC. is a financial advising firm dedicated to helping clients achieve their financial goals and manage their assets. With a team of experienced advisors, OSAIC WEALTH, INC. offers a variety of services to assist clients in making informed financial decisions.
Facts and Insights:
OSAIC WEALTH, INC. was founded in 1998 and has been in business for over 20 years. Currently, the firm has assets under management of over $2 billion and employs a team of highly qualified advisors.
| Assets Under Management | Number of Advisors | Time In Business |
|---|---|---|
| $2 billion | 20 | Over 20 years |
Financial Services Offered:
OSAIC WEALTH, INC. offers a comprehensive range of financial services to help clients reach their financial goals. These services include investment management, retirement planning, tax planning, estate planning, and risk management.
Client Types:
OSAIC WEALTH, INC. caters to a diverse clientele, including individual investors, families, small business owners, and high net worth individuals. The firm’s advisors understand the unique needs and goals of each client and tailor their services accordingly.
Fees & Compensation:
OSAIC WEALTH, INC. is a fee-only advisor, which means that the firm does not receive commissions for selling any financial products. Instead, clients pay a percentage of their assets under management as a management fee. This fee is determined on a sliding scale and is based on the overall value of the client’s assets.
Background:
OSAIC WEALTH, INC. is a registered investment advisor with the Securities and Exchange Commission (SEC). This means that the firm must adhere to strict fiduciary standards and always act in the best interest of their clients. The firm’s advisors are also required to undergo regular training and education to stay up-to-date on industry trends and regulations.
Financial Advisor Disclosures to Know:
As with any financial advisor, it is important for clients to understand any potential conflicts of interest or past disciplinary actions. OSAIC WEALTH, INC. has a clean record with the SEC and does not have any recent disciplinary actions against the firm or its advisors. Clients can access this information through the SEC’s Investment Advisor Public Disclosure (IAPD) database.