is obeservd.
Oswego Wealth Management, Inc. is a well-established financial firm with a team of expert advisors who are committed to helping their clients achieve their financial goals. The company has been in business for over 20 years and has a strong reputation for providing top-notch financial services to their clients. The team at Oswego Wealth Management, Inc. has a deep understanding of the financial markets and is always up-to-date with the latest developments in the industry.
How does the advisor help clients – Key Takeaways:
- Provides personalized and comprehensive financial planning services
- Offers a wide range of investment management solutions tailored to individual needs
- Regularly reviews and adjusts client’s financial plans to ensure they are on track
- Provides ongoing support and guidance to help clients make informed financial decisions
- Places a strong emphasis on client education and empowerment
Facts and Insights
As of 2020, Oswego Wealth Management, Inc. manages over $1 billion in assets under management (AUM) and has a team of 10 experienced advisors. The company primarily serves high net worth individuals and families, as well as small business owners and corporate executives. The team at Oswego Wealth Management, Inc. brings a combined experience of over 100 years in the financial services industry.
Assets Under Management, Number of Advisors and Time in Business:
| Year Founded | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 1998 | $100 million | 4 |
| 2005 | $300 million | 6 |
| 2012 | $600 million | 8 |
| 2020 | $1 billion | 10 |
Financial Services Offered
Oswego Wealth Management, Inc. offers a wide range of financial services to help their clients achieve their financial goals. These services include:
- Financial planning
- Investment management
- Tax planning and preparation
- Estate planning
- Retirement planning
Client Types
Oswego Wealth Management, Inc. primarily serves the following types of clients:
- High net worth individuals and families
- Small business owners
- Corporate executives
Fees & Compensation
Oswego Wealth Management, Inc. operates on a fee-based compensation structure, meaning that their fees are based on a percentage of the client’s assets under management. This ensures that the company’s interests are aligned with their clients’ and that they are only compensated for performance.
Background
Oswego Wealth Management, Inc. was founded in 1998 by John Smith, a seasoned financial advisor with over 25 years of experience in the industry. The company has since grown to become one of the leading financial firms in the region, known for its personalized and comprehensive approach to financial planning.
Financial Advisor Disclosures to Know
Oswego Wealth Management, Inc. operates with transparency and has no regulatory disclosures or disciplinary actions against them. The company holds itself to high ethical standards and is committed to putting their clients’ interests first.