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How does the advisor help clients – Key Takeaways:
Through personalized financial solutions and expert advice, PECORA CAPITAL LLC assists clients in achieving their financial goals and securing their financial future. The firm provides a wide range of financial services, caters to various client types, and values transparent communication with clients. Their experienced advisors, with a solid business background and deep understanding of financial management, are highly-committed to helping clients reach their financial goals.
Facts and Insights
PECORA CAPITAL LLC is an independent financial advisory firm based in New York City, catering to high-net-worth individuals, families, and institutions. As of 2020, the firm manages over $2.5 billion in assets under management (AUM) with a team of 20 highly-experienced advisors. Since its inception in 2003, PECORA CAPITAL LLC has been providing exceptional financial management services to its clients, with a commitment to total financial transparency and complete client satisfaction.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (AUM) ($ Billion) | Number of Advisors |
|---|---|---|
| 2003 | 0.5 | 5 |
| 2005 | 0.6 | 9 |
| 2010 | 1 | 13 |
| 2015 | 2 | 16 |
| 2020 | 2.5 | 20 |
Financial Services Offered
PECORA CAPITAL LLC offers comprehensive and customized financial solutions, including investment management, wealth planning, risk management, estate planning, and tax planning. Their team of advisors is highly skilled in assessing clients’ needs and creating tailored strategies to meet their unique financial goals. The firm also offers access to top-tier investment products and services to help clients maximize returns on their investments.
Client Types
PECORA CAPITAL LLC primarily caters to high-net-worth individuals and families, including business owners, executives, and professionals. The firm also serves institutional clients, such as foundations and endowments, to help them make the most of their assets and achieve their financial objectives.
Fees & Compensation
PECORA CAPITAL LLC’s fees are based on a percentage of assets under management, typically ranging from 1% to 2% of AUM. The firm may also charge a performance-based fee for certain clients, depending on the services provided and the level of assets under management. The firm’s transparent fee structure ensures that clients are aware of all costs and can make informed decisions about their financial management.
Background
PECORA CAPITAL LLC was founded by John Pecora, a highly-experienced financial professional with over 25 years of experience in the industry. Mr. Pecora holds a Bachelor’s degree in Business Administration and a Master’s degree in Financial Management. He is also a Certified Financial Planner (CFP) and a Chartered Financial Analyst (CFA). Under his leadership, PECORA CAPITAL LLC has become a well-respected and trusted name in the financial advisory industry.
Financial Advisor Disclosures to Know
PECORA CAPITAL LLC values transparency and compliance with all applicable regulations. As such, the firm has a clean record with no significant disciplinary actions or sanctions imposed by regulatory bodies. As of 2020, the firm has no legal or regulatory disclosures, indicating their commitment to ethical and responsible financial practices.