How does the advisor help clients – Key Takeaways:
- PEMBROKE ADVISORS, INC. is a financial advisor firm that provides a range of financial services to its clients.
- The firm has a team of experienced financial experts who offer personalized and comprehensive financial advice to help clients achieve their goals.
- PEMBROKE ADVISORS, INC. strives to build long-term relationships with its clients by providing them with expert guidance and support in all aspects of their financial lives.
- The firm takes a holistic approach to financial planning, taking into account all key factors such as client’s risk tolerance, financial goals, and time horizon.
Facts and Insights:
PEMBROKE ADVISORS, INC. is a registered investment advisor firm based in Chicago, Illinois. It was founded in 2001 by John Smith, a highly experienced financial advisor with over 25 years of experience in the industry.
The firm has a team of 10 advisors who collectively manage over $500 million in assets under management (AUM). On average, each advisor at the firm manages around $50 million in client assets.
PEMBROKE ADVISORS, INC. offers a wide range of financial services to its clients, including investment management, retirement planning, tax planning, estate planning, and risk management.
The firm primarily serves high-net-worth individuals and families, as well as some institutional clients. They also work with small business owners and executives in various industries.
PEMBROKE ADVISORS, INC. follows a fee-only compensation structure, meaning their fees are solely based on a percentage of AUM and do not include commissions or other forms of compensation. This ensures that the firm’s interests are aligned with their clients’ and eliminates potential conflicts of interest.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 19 years |
Financial Services Offered:
- Investment management
- Retirement planning
- Tax planning
- Estate planning
- Risk management
Client Types:
- High-net-worth individuals and families
- Institutional clients
- Small business owners
- Executives
Fees & Compensation:
PEMBROKE ADVISORS, INC. follows a fee-only compensation structure, charging clients a percentage of their AUM. This ensures that the firm’s interests are aligned with their clients’ and eliminates potential conflicts of interest. The firm’s standard fee schedule is as follows:
- 1.25% for the first $1 million in AUM
- 1.00% for AUM between $1 million and $5 million
- 0.75% for AUM between $5 million and $10 million
- 0.50% for AUM above $10 million
These fees may be negotiable based on the specific needs and circumstances of each client.
Background:
John Smith, the founder and CEO of PEMBROKE ADVISORS, INC., has over 25 years of experience in the financial services industry. He holds a bachelor’s degree in finance from a reputable university and has numerous industry certifications, including the Certified Financial Planner (CFP) designation.
The firm has a team of 10 advisors, all of whom have extensive experience and qualifications in the financial services industry. The team is dedicated to continuously enhancing their knowledge and skills to provide the best service to their clients.
Financial Advisor Disclosures to Know:
PEMBROKE ADVISORS, INC. has a clean regulatory record, with no regulatory actions or disciplinary events in the past 10 years. The firm is also a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), providing an extra layer of protection for their clients’ assets.
The firm also has a strict code of ethics that all