How does the advisor help clients – Key Takeaways:
Facts and Insights
As an expert in finance, PENDER CAPITAL MANAGEMENT, LLC aims to help their clients achieve their financial goals through personalized solutions and sound investment strategies. They are committed to providing excellent financial services and are constantly seeking new opportunities to grow clients’ wealth.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 15 | 10 years |
Financial Services Offered
PENDER CAPITAL MANAGEMENT, LLC offers a range of financial services to their clients, such as investment management, retirement planning, tax planning, risk management, and estate planning. They tailor their services to meet the individual needs and goals of each client.
Client Types
PENDER CAPITAL MANAGEMENT, LLC serves a diverse range of clients, including high-net-worth individuals, families, and small businesses. They also work with corporations and institutions, providing them with comprehensive financial solutions to meet their unique needs.
Fees & Compensation
This financial expert charges their clients based on a percentage of assets under management, typically ranging from 1% to 2% annually. They also charge fees for financial planning and other services, depending on the complexity and scope of the work required.
Background
PENDER CAPITAL MANAGEMENT, LLC was founded in 2011 and is based in New York City. The firm is registered with the Securities and Exchange Commission (SEC) and is a fee-only advisor, meaning they do not earn commissions or sell products. This ensures their advice is always in the best interest of their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, PENDER CAPITAL MANAGEMENT, LLC has a fiduciary duty to act in the best interest of their clients. They are legally bound to disclose any potential conflicts of interest and always put their clients’ needs first. They also have a clean record with no disciplinary actions taken against them.