How does the advisor help clients – Key Takeaways:
People’s United Advisors, Inc. (PUA) is a well-known financial advisory firm that provides a wide range of services to help individuals and families achieve their financial goals. With a team of experienced advisors and a focus on personalized service, PUA is dedicated to providing their clients with the guidance and support they need to make sound financial decisions.
Facts and Insights
Here are some key facts and insights about PUA:
- Founded in 1987, PUA has over 30 years of experience in the financial industry.
- PUA is a subsidiary of People’s United Bank, a well-established and reputable financial institution.
- The firm has over $8 billion in assets under management (AUM), making it one of the most successful advisory firms in the country.
- PUA has a team of over 100 advisors who collectively hold various professional designations such as Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), and Certified Public Accountant (CPA).
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $8 billion | 100+ | Over 30 years |
Financial Services Offered
PUA offers a wide range of financial services to help clients with different needs and goals. These services include:
- Financial planning and investment management
- Estate planning and trust services
- Tax planning and preparation
- Retirement planning and income strategies
- Education planning
- Wealth preservation and transfer
- Insurance and risk management
Client Types
PUA works with a diverse group of clients, including:
- Individuals and families
- High-net-worth individuals
- Business owners and executives
- Retirees
- Trusts and estates
- Non-profit organizations
Fees & Compensation
PUA’s fees and compensation structure is transparent and competitive. The firm charges a percentage of AUM for investment management services, and fees for financial planning and other services are based on the complexity of each client’s situation.
Background
PUA is headquartered in Hartford, Connecticut, and has additional offices in New York, Massachusetts, and Vermont. The firm is led by a team of experienced and highly qualified professionals with a deep understanding of the financial industry, market trends, and client needs.
Financial Advisor Disclosures to Know
As a reputable firm, PUA is committed to transparency and ethical practices. Here are some important disclosures to be aware of when working with a PUA advisor:
- Disclosure of any potential conflicts of interest
- Disclosure of fees and compensation structure
- Disclosure of any disciplinary actions or legal issues