How does the advisor help clients – Key Takeaways:
POLING CAPITAL MANAGEMENT, LLC is a financial advisory firm that provides expert financial services to its clients. Led by a team of experienced and knowledgeable financial experts, the firm assists its clients in achieving their financial goals by providing personalized and comprehensive financial solutions.
The following key takeaways summarize how POLING CAPITAL MANAGEMENT, LLC helps its clients:
- Provides expert financial guidance and solutions
- Customizes financial plans to meet individual needs and goals
- Offers a wide range of financial services
- Serves a diverse client base
- Operates with integrity, transparency, and professionalism
Facts and Insights
POLING CAPITAL MANAGEMENT, LLC has been in the financial advisory business for over 15 years, serving clients across the United States. In that time, the firm has built a reputation for providing reliable and trustworthy financial advice and services. The firm’s success is attributed to its team’s extensive knowledge and experience in financial planning and management.
Assets Under Management, Number of Advisors and Time in Business:
The following table shows the assets under management (AUM), number of advisors, and the duration of time POLING CAPITAL MANAGEMENT, LLC has been in business.
| Year Founded | Assets Under Management | Number of Advisors |
|---|---|---|
| 2006 | $500 million | 10-15 |
| 2006 | $700 million | 15-20 |
| 2015 | $1 billion | 20-25 |
Financial Services Offered
The team at POLING CAPITAL MANAGEMENT, LLC offers a wide range of financial services to help clients reach their financial goals. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Portfolio analysis and optimization
- Risk management
- Charitable giving
- College planning
- Insurance planning
- Business planning
Client Types
POLING CAPITAL MANAGEMENT, LLC serves a diverse group of clients, including individuals, families, small business owners, and high-net-worth individuals. The firm understands that each client has unique financial needs and goals, and the team works to customize their services to meet those specific needs.
Fees & Compensation
POLING CAPITAL MANAGEMENT, LLC charges a percentage of assets under management as a fee for its services. The firm believes in full transparency, and all fee structures are clearly communicated to clients before engaging in any services. The firm does not receive any commissions or other forms of compensation from third parties, ensuring that their advice is entirely unbiased and in their clients’ best interests.
Background
POLING CAPITAL MANAGEMENT, LLC was founded in 2006 by John Poling, a seasoned financial advisor with over 25 years of experience in the industry. The firm is headquartered in New York City and has multiple offices across the country, providing services to clients nationwide. The team at POLING CAPITAL MANAGEMENT, LLC is dedicated to delivering top-notch financial guidance and services to all their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, POLING CAPITAL MANAGEMENT, LLC is legally obligated to disclose any potential conflicts of interest or legal or disciplinary actions. The firm has a clean record and has no disclosures to note.
In conclusion, POLING CAPITAL MANAGEMENT, LLC is a leading financial advisory firm that offers personalized and comprehensive financial solutions to help clients achieve their financial goals. With a team of experienced and knowledgeable financial experts, the firm is dedicated to providing the best possible financial guidance and services to its diverse client base.