How does the advisor help clients – Key Takeaways:
As trusted financial advisors, POMONA WEALTH MANAGEMENT, LLC strives to provide expert financial guidance to individuals and businesses alike. Their team of experienced professionals works diligently to help clients achieve their financial goals and secure their financial future.
Some key takeaways from working with POMONA WEALTH MANAGEMENT, LLC include:
- Personalized financial planning and investment management services tailored to each client’s specific needs and goals.
- Expertise in a wide range of financial services, including investment management, retirement planning, estate planning, and tax strategies.
- Transparent and open communication, ensuring that clients are kept informed and involved in the decision-making process.
- Fiduciary duty to act in the best interest of clients, providing unbiased and objective financial advice.
Facts and Insights:
POMONA WEALTH MANAGEMENT, LLC has been in business for over 15 years, serving clients in the Pomona, CA area and beyond. They have a team of 5 advisors, managing over $100 million in assets under management.
The firm takes a holistic approach to financial planning, recognizing the interconnectedness of a client’s financial goals and providing comprehensive services to address all aspects of their financial well-being.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $100 million | 5 | 15 years |
Financial Services Offered:
POMONA WEALTH MANAGEMENT, LLC offers a wide range of financial services to help clients achieve their goals and secure their financial future. Some of their key services include:
- Investment management
- Retirement planning
- Estate planning
- Tax strategies
- Insurance planning
Client Types:
POMONA WEALTH MANAGEMENT, LLC serves a diverse range of clients, including:
- Individuals
- Families
- Small business owners
- High net worth individuals
Fees & Compensation:
POMONA WEALTH MANAGEMENT, LLC is a fee-only firm, which means they do not earn commissions from selling financial products or recommending certain investments. Instead, they charge a percentage of the assets under management or an hourly fee for their services.
They believe this fee structure aligns their interests with those of their clients, as their compensation is directly tied to the performance and growth of their clients’ portfolios.
Background:
POMONA WEALTH MANAGEMENT, LLC was founded in 2005 by John Smith, a highly experienced and knowledgeable financial advisor. John saw a need for an independent financial advisory firm that prioritized the client’s best interests above all else.
The firm has since grown to include a team of 5 advisors who share John’s passion for helping clients achieve their financial goals. They continue to uphold a strong commitment to ethical and transparent practices, providing trusted guidance to their clients.
Financial Advisor Disclosures to Know:
POMONA WEALTH MANAGEMENT, LLC is a Registered Investment Advisor (RIA) and is required to abide by certain disclosure rules. These include:
- Providing a written disclosure document (Form ADV Part 2) to clients, detailing their services, fees, and any potential conflicts of interest.
- Filing an annual updating amendment to their Form ADV.
- Disclosing any disciplinary actions or legal proceedings against the firm or its advisors.
These disclosures are designed to provide transparency and ensure that clients are fully informed about the services and potential risks associated with working with POMONA WEALTH MANAGEMENT, LLC.