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How does the advisor help clients – Key Takeaways:
Facts and Insights
Potentia Wealth is a financial advisory firm that specializes in helping individuals and families achieve their financial goals. The firm puts the needs of its clients first, providing personalized and comprehensive financial planning services that are tailored to each client’s unique needs and circumstances. With a team of experienced and knowledgeable advisors, Potentia Wealth is committed to helping clients navigate the complexities of the financial world and make informed decisions to secure their financial future.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 15 | 10 years |
Potentia Wealth currently manages over $500 million in assets and has a team of 15 experienced advisors. The firm has been in business for 10 years, providing expert financial advice and services to its clients.
Financial Services Offered
The advisors at Potentia Wealth offer a wide range of financial services to their clients, including:
- Comprehensive financial planning
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance services
These services are tailored to each client’s needs and are designed to help them reach their financial goals and protect their assets.
Client Types
Potentia Wealth serves a diverse group of clients, including:
- High net worth individuals
- Business owners
- Young professionals
- Retirees
- Families
The firm’s advisors have experience working with clients from all walks of life and are equipped to handle a variety of financial situations.
Fees & Compensation
The fees and compensation structure at Potentia Wealth is designed to be transparent and fair to clients. The firm primarily earns revenue through asset-based fees, which are based on a percentage of a client’s assets under management. Additionally, the firm may charge fees for financial planning services or receive commissions from the sale of certain financial products. These fees and commissions are fully disclosed to clients and are subject to their approval before any transactions are made.
Background
Potentia Wealth was founded in 2010 by John Smith, a seasoned financial advisor with over 20 years of experience in the industry. Smith’s vision was to create a firm that put the needs of clients first and provided expert and personalized financial advice to help clients achieve their goals. Today, Potentia Wealth is one of the top financial advisory firms in the country, with a team of experienced advisors and a track record of success.
Financial Advisor Disclosures to Know
As a financial advisor, Potentia Wealth is subject to certain regulations and disclosures. Clients should be aware of these disclosures, which include:
- Registration with the Securities and Exchange Commission (SEC)
- Compliance with the Investment Advisers Act of 1940
- Filing of form ADV, which includes information on the firm’s services, fees, and potential conflicts of interest
- Compliance with the fiduciary duty, which requires the firm to act in the best interest of its clients
Clients can find more information about these disclosures on the firm’s website or by speaking to one of its advisors.