How does the advisor help clients – Key Takeaways:
PRISM ADVISORS, INC. provides a range of comprehensive financial services to help clients meet their long-term financial goals. With a team of experienced financial professionals, the firm is dedicated to providing personalized and strategic solutions to each client’s unique financial needs.
Facts and Insights
Founded in 2002, PRISM ADVISORS, INC. has over 19 years of experience in the financial advisory industry. Currently, the firm manages over $1 billion in assets under management and has a team of 30 dedicated financial advisors.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $1 billion | 30 | 19 years |
Financial Services Offered
PRISM ADVISORS, INC. offers a wide range of financial services to meet the diverse needs of their clients. Some of the key services include:
- Investment Management
- Retirement Planning
- Tax Planning
- Estate Planning
- Insurance Services
Client Types
The firm serves a diverse range of clients, including individuals, families, and small businesses. PRISM ADVISORS, INC. has the expertise and resources to assist clients from all financial backgrounds and is committed to providing tailored solutions to each client’s specific needs.
Fees & Compensation
PRISM ADVISORS, INC. charges a fee based on a percentage of assets under management. This fee structure aligns the firm’s incentives with the clients’ best interests, as the firm only benefits when their clients’ investments perform well. The exact fees and compensation may vary depending on the type of services and the individual client’s needs.
Background
PRISM ADVISORS, INC. is a registered investment advisor, which means the firm has a fiduciary duty to act in the best interest of their clients at all times. This designation sets the firm apart from other financial advisors who may only have a suitability standard, meaning they are only required to recommend investments that are suitable for their clients, rather than in their best interests.
Financial Advisor Disclosures to Know
It is essential to note that PRISM ADVISORS, INC. has a clean record, with no regulatory sanctions or disciplinary actions. This information is publicly available on the SEC and FINRA websites and is a crucial piece of information for potential clients to consider when evaluating the firm.