The objective of Capital Management LLC is to provide financial advice and services to clients to help them achieve their financial goals. As a registered investment advisor, Capital Management LLC operates under the fiduciary standard, meaning they are legally obligated to act in the best interests of their clients. They do not receive commissions or incentives for recommending specific products, ensuring that their recommendations are unbiased and in the best interest of their clients.
How does the advisor help clients – Key Takeaways:
– Capital Management LLC offers personalized financial planning services to help clients achieve their long-term financial goals.
– They specialize in investment management, retirement planning, estate planning, and tax planning.
– The firm works closely with clients to develop a customized investment strategy based on their risk tolerance, financial goals, and time horizon.
Facts and Insights:
– Capital Management LLC was founded in and is headquartered in New York City.
– The firm currently manages over $2 billion in assets under management.
– They have a team of experienced advisors who possess a wide range of financial expertise and certifications.
– Their advisors stay updated on current market trends and industry insights to provide the best financial advice to their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | $2 billion |
| Number of Advisors | |
| Time in Business | |
Financial Services Offered:
– Investment management: Capital Management LLC offers professional portfolio management services to help clients build wealth and reach their financial goals.
– Retirement planning: Their advisors work with clients to develop personalized retirement plans that take into account their current financial situation and future goals.
– Estate planning: They assist clients with creating an estate plan that will protect their assets and ensure their legacy is passed on according to their wishes.
– Tax planning: Capital Management LLC provides tax planning services to help clients minimize their tax burden and optimize their financial strategy.
Client Types:
– High-net-worth individuals: Capital Management LLC specializes in managing the financial affairs of high-net-worth individuals with complex financial needs.
– Business owners: They offer customized financial advice to entrepreneurs and small business owners to help them manage their business and personal finances.
– Retirees: The firm helps retirees manage their assets and create a stable income stream to sustain their retirement lifestyle.
Fees & Compensation:
Capital Management LLC charges a fee based on a percentage of assets under management. Their fees typically range from 0.75% to 1.25% depending on the size of the client’s portfolio. They do not charge any additional fees or commissions for their services, ensuring that their clients’ interests always come first.
Background:
Capital Management LLC was founded by a team of experienced financial professionals who saw a need for high-quality, personalized financial advice for individuals and businesses. They strive to build long-term relationships with their clients based on trust, transparency, and exceptional service.
Financial Advisor Disclosures to Know:
– Capital Management LLC has a clean record with the Securities and Exchange Commission (SEC).
– They have no disciplinary actions or complaints on record with any regulatory body.
– The firm is required to disclose any potential conflicts of interest to their clients and must act in the best interest of their clients at all times.
Capital Management LLC is committed to helping their clients achieve their financial goals with personalized, unbiased financial advice. With their experienced team, range of services, and client-centered approach, they are well-equipped to guide clients through their financial journey. If you are looking for a trusted financial advisor, consider Capital Management LLC for your financial needs.