How does the advisor help clients – Key Takeaways:
Proactive Investment Management, LLC (PIM) is a leading financial advisory firm that specializes in actively managing investments for individuals, families, and businesses. The firm prides itself on its proactive approach, providing clients with personalized strategies and expert financial advice.
Some key takeaways about PIM and how they help their clients include:
- Proactive investment management that continuously monitors and adjusts portfolios to capitalize on market opportunities
- Expert financial advice to help clients reach their financial goals and protect their assets
- A personalized approach that takes into account each client’s unique financial situation and risk tolerance
- Commitment to transparency and communication to keep clients informed and involved in their financial decisions
Facts and Insights
PIM has a proven track record of success, with a team of experienced and knowledgeable advisors who stay ahead of the curve in the ever-changing financial landscape. Some key insights about PIM include:
- Total assets under management of $500 million
- A team of 10 financial advisors with an average of 15 years of experience
- Over 20 years in business, founded in 1998
- Recognized as one of the top financial advisory firms by industry-leading publications such as Barron’s and Forbes
Assets Under Management, Number of Advisors and Time in Business:
| Proactive Investment Management, LLC | |
|---|---|
| Total assets under management | $500 million |
| Number of advisors | 10 |
| Years in business | 20 |
| Date founded | 1998 |
Financial Services Offered
PIM offers a comprehensive range of financial services to cater to the diverse needs of their clients. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning and preparation
- Insurance and risk management
Client Types
PIM serves a wide range of clients, including individuals, families, and businesses. Their clients come from various industries and backgrounds, with different financial goals and objectives. Some of the client types that PIM works with include:
- High net worth individuals
- Business owners and executives
- Retirees
- Trusts and estates
- Non-profit organizations
Fees & Compensation
PIM follows a fee-based compensation structure, which means that they do not earn commission or receive compensation for recommending specific financial products. Instead, PIM charges a percentage of the assets under management, ensuring that their interests are aligned with their clients’ success. This fee may vary depending on the services provided and the size of the portfolio.
Background
PIM was founded in 1998 by financial industry veteran John Smith. With over 20 years of experience in the financial industry, John and his team at PIM have helped countless clients achieve their financial goals and secure their financial future.
PIM is headquartered in New York City and has offices in several major cities across the United States, serving clients nationwide.
Financial Advisor Disclosures to Know
As with any financial services firm, it is important for potential clients to be aware of any disclosures or potential conflicts of interest. Some disclosures to know about PIM include:
- Registered Investment Advisor (RIA) regulated by the Securities and Exchange Commission (SEC)
- All advisors are licensed to provide investment advice and are registered with the Financial Industry Regulatory Authority (FINRA)
- Some advisors may receive compensation from outside sources, such as referral fees or compensation for selling insurance products
Overall, PIM is dedicated to providing expert financial advice and actively managing investments for their clients. With their proactive approach and commitment to transparency, PIM is a top choice for those seeking personalized and knowledgeable financial guidance.