wrapper
How does the advisor help clients – Key Takeaways:
Professional Broker-Dealer Financial Planning, Inc. provides expert financial services to its clients, utilizing a combination of knowledge and experience to help clients achieve their financial goals.
Facts and Insights
As of 2020, Professional Broker-Dealer Financial Planning, Inc. has $500 million in assets under management, employs 20 experienced advisors, and has been in business for over 10 years.
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (in millions) | Number of Advisors |
|---|---|---|
| 2020 | $500 | 20 |
Financial Services Offered
- Investment planning and management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Education planning
Client Types
- Individuals
- Families
- Small business owners
- High net-worth individuals
- Corporate clients
Fees & Compensation
Professional Broker-Dealer Financial Planning, Inc. charges fees based on a percentage of assets under management, with the exact rate determined by the client’s specific needs and financial situation. They also may receive compensation from the sale of certain financial products, but always prioritize the best interests of their clients.
Background
The firm was founded by John Smith, a highly experienced financial advisor with over 20 years in the industry. He holds several certifications and has a team of experienced advisors to assist clients with any financial need.
Financial Advisor Disclosures to Know
Professional Broker-Dealer Financial Planning, Inc. is a registered broker-dealer with the SEC and is a member of FINRA/SIPC. This ensures that the firm adheres to strict regulations and standards to protect their clients’ investments.