How does the advisor help clients – Key Takeaways:
Progress Alliance Investment Services is a reputable financial services firm that aims to help clients achieve their financial goals through expert guidance and personalized strategies. Their team of experienced advisors offers a range of services and caters to various types of clients, making it a versatile and comprehensive option for those seeking financial advice.
Facts and Insights
Founded in 1995, Progress Alliance Investment Services has a long-standing history of success and satisfied clients. With a strong focus on creating tailored solutions for each individual, the firm has gained a reputation for being reliable, knowledgeable, and transparent in their approach.
As of 2021, the firm has assets under management (AUM) of over $3.2 billion and employs a team of 18 experienced and qualified advisors. This translates to an average AUM per advisor of $177.7 million, showcasing the firm’s robust financial capabilities and seasoned team.
| Year Founded: | 1995 |
|---|---|
| Assets Under Management: | $3.2 billion |
| Number of Advisors: | 18 |
| Average AUM per Advisor: | $177.7 million |
Financial Services Offered
Progress Alliance Investment Services offers a range of comprehensive financial services to help clients achieve their unique financial goals. These include, but are not limited to, portfolio management, retirement planning, tax planning, estate planning, and education planning. Their team of advisors works closely with clients to create personalized strategies that align with their specific needs and priorities.
Client Types
The firm caters to a diverse range of clients, from individuals and families to businesses and institutions. Their client base includes high-net-worth individuals, retirees, working professionals, and small business owners, among others. This diversity of clientele reflects the firm’s ability to adapt and cater to various financial situations and goals.
Fees & Compensation
Progress Alliance Investment Services charges a competitive fee based on a percentage of assets under management. This fee structure ensures that the firm’s interests are aligned with those of their clients. The firm also prides itself on maintaining transparency with regards to fees and providing clients with a clear understanding of the costs involved.
Background
The firm was founded in 1995 by a team of experienced financial professionals who recognized the need for personalized, holistic financial services. Over the years, Progress Alliance Investment Services has grown in size and reputation, becoming a sought-after firm for individuals and institutions seeking expert financial guidance.
Financial Advisor Disclosures to Know
As a financial services firm registered with the Securities and Exchange Commission (SEC), Progress Alliance Investment Services is required to provide disclosures regarding their business practices and potential conflicts of interest. These disclosures are made available to clients and potential clients in the firm’s Form ADV, which can be found on the SEC’s Investment Adviser Public Disclosure website.